- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a AVP, KYC Compliance Analyst to join their team. As a AVP, KYC Compliance Analyst, you will be part of ... the Compliance Department supporting the KYC and AML compliance programs. The ideal candidate will have attention to detail, strong analytical skills, and a… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...and guidance on regulatory topics + Review and disposition trade alerts escalated from Trade Surveillance and… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial services organization, is seeking a AVP, KYC Compliance Analyst-Mandarin to join their dedicated team. As a AVP, KYC Compliance ... Analyst-Mandarin, you will be an integral part of the Compliance Department supporting the KYC and AML functions. The... program, focusing on KYC, CIP, CDD, EDD, and trade finance customer due diligence. + Review and approve… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and… more
- HUB International (New York, NY)
- …mergers and acquisitions. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company. This ... registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership position, reporting… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- **Overview** **Scope of Responsibilities:** Responsible for all regulatory, compliance , and accreditation matters within HealthDirect. Oversees the development, and ... **Job Summary:** Reporting to the Director of Operations, the Manager of Compliance and Clinical Operations is responsible formaintaining an effective compliance … more
- Raymond James Financial, Inc. (New York, NY)
- …identify trends, and implement necessary changes. + **Operational Review:** Ensure compliance with regulatory reporting requirements, trade confirmations and ... Duties and Responsibilities** As a core member of the Compliance team, you will serve as a subject matter...be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams.… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more