- Citigroup (Tampa, FL)
- …not limited to corporate, commercial, real estate, structured lending and trade . + Create processes, standards, procedures, controls, training, and implementation of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- The Walt Disney Company (Celebration, FL)
- …making a positive impact. Explore our innovative solutions and experience the Trade Tech difference! + **Process Development:** Lead the development of end-to-end ... specifications, and design improvements to enhance efficiency and ensure compliance with regulatory and reporting requirements. Conduct discovery and brainstorming… more
- Bank of America (Jacksonville, FL)
- …across multiple lines of business through the lifecycle of a trade . Key responsibilities include handling trading and operational activities before deadlines, ... degree of accuracy with customers and data to ensure compliance with regulations and policies. **LOB Job Description:** This...is responsible for all operational components of the option trade life cycle, from the moment after execution through… more
- Bank of America (Jacksonville, FL)
- …across multiple lines of business through the lifecycle of a trade . Key responsibilities include handling trading and operational activities before deadlines, ... degree of accuracy with customers and data to ensure compliance with regulations and policies. **Line of Business Job...one or more activities within the lifecycle of a trade , including trade processing, trade … more
- EPSILON SYSTEMS (Jacksonville, FL)
- …Control InspectorII in Mayport, FL. Summary: Directly reports to QA & EHS Manager at the Jacksonville, FL location. Inspect and monitor work performed on government ... items, specializing in Hull, Mechanical and Electrical Inspections for Quality compliance . Review work packages prior to start-work for completeness, accuracy and… more
- TD Bank (Coral Gables, FL)
- …dispositions flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates ... software, experience in platform systems preferred (ie, Global Relay, FIS Supervision Compliance Manager , Smarsh, Sprinklr, etc.) + Ability to communicate… more
- Teva Pharmaceuticals (Weston, FL)
- …Islands. We provide distribution services to customers that span across all trade classes within the healthcare supply chain. Our portfolio of products includes ... key AndaMEDs account leadership through collaboration with the assigned Key Account Manager . * Provide the necessary coaching support for each direct report so… more
- MUFG (Tampa, FL)
- …are executed properly and promptly. + **Verification:** Review L/C and Amendment Queues in Trade 360 System and ensuring that all L/C's are issued and amendments are ... Ensure all default, principal and interest draws are in compliance with the LC terms and conditions and comply...that they are corrected, documented and implemented Assist the Manager (or the Management) in identifying risk areas and… more
- MUFG (Tampa, FL)
- …section's output reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support to new ... conditions and offer opinions and comments consistent with the internal/operating/ Compliance procedures. Respond to inquiries received from front/middle offices,… more
- MUFG (Tampa, FL)
- …Capital Markets, Portfolio/Relationship Management, Loan and Agency Services, Finance, Legal, Trade Counterparties, as well as external Agent Banks and Lender ... for active Credit Agreements in individual's portfolio. Liaise with Relationship/Portfolio Manager for latency and any Covenant Breaches. + Assist with ad-hoc… more