- Raymond James Financial, Inc. (Raleigh, NC)
- …experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data ... office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ )...(LOPR), etc.) + Collaborates with other business units (Brokerage Operations , Trading, Compliance , IT, and Legal) +… more
- APTIM (NC)
- …Rebate Program and the Home Electrification and Appliance Rebate Program. The Project Analyst will report to the Operations Manager and support development of ... **Job Overview:** APTIM Energy Transitions is seeking a **Project Analyst ** with programmatic and project management experience to work with the APTIM HOMES and HEAR… more
- Lowe's (Charlotte, NC)
- **Your Impact** The Senior Security Analyst , Strategy & Transformation serves as a strategic change catalyst within the Office of the CISO, combining management ... units, ensuring sustainable adoption of security practices, technologies, and compliance requirements. + Create executive-quality presentations, dashboards, and strategic… more
- TD Bank (Charlotte, NC)
- …all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... **Line of Business:** Risk Management **Job Description:** **The Senior Group Risk Analyst for Insider and Conduct** provides a comprehensive and diverse range of… more
- SMBC (Charlotte, NC)
- …plus: (Reporting - Financial, Regulatory, Risk, Executive Management, Board; Front-Office Operations , Compliance , Capital / Treasury Management, Tax). + ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...partners with business functions to provide support in the compliance with established RMDAD policies, procedures and standards as… more
- Lowe's (Mooresville, NC)
- …and Accounting to analyze financial reporting and ensure accurate forecasts, compliance with Federal, state, local, and SOX guidelines, and alignment with ... strategic guidance to business partners and leadership while ensuring compliance with Sarbanes-Oxley Act (SOX). Apply expertise, particularly regarding Capital… more
- Lowe's (Charlotte, NC)
- …real service capabilities. **What You Will Do** + Lead the IT-BCP operations team within the Operational Resilience function, accountable for continuity planning, ... feasible. + Coordinate testing cycles and readiness assessments, capturing evidence for compliance and audit review. + Partner with DR and Incident Management teams… more
- Lowe's (Mooresville, NC)
- …of authority * Coordinate claim defense efforts by collaborating with Store Operations , Asset Protection & Safety, and external vendors to ensure consistency, ... and legal process awareness * Ensure litigated matters are handled in compliance with legal requirements, internal policies, and service standards while preserving… more
- SMBC (Charlotte, NC)
- …Markets maintains its own middle and back-office functions, including Risk Management, Compliance , Systems, Finance, and Operations . SMBC Capital Markets, Inc ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Office Technology team is looking for a Software Engineer Analyst for their **Role Objectives: Interpersonal** Hands-on development using… more
- SMBC (Charlotte, NC)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... of Sumitomo Mitsui Banking Corp is seeking a Treasury Analyst to help implementing comprehensive Treasury Solutions and provide...changes including but not limited to integration, security, and operations support. + Provide day to day support of… more
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