- HSBC (New York, NY)
- …+ Provide leadership and guidance to develop and strengthen regional OTC Derivatives Trade Reporting team in day-to-day operations and controls supporting ... key role in facing regulators (CFTC, NFA etc.) and providing response to trade reporting regulatory exams and inquiries + Supervision of regular meetings and … more
- Citigroup (Getzville, NY)
- …(CFTC/SEC), and Canada. The team is responsible for the NAM Swap/Security-based Swap Trade Reporting , along with the ongoing governance, oversight of ... exceptions and data quality enhancements in ensuring accurate, complete, and timely trade reporting submission + Liaise closely with internal stakeholders,… more
- JPMorgan Chase (New York, NY)
- …with various teams to address issues related to Cash Equity trades, ensuring that trade capture and reporting exceptions are managed effectively. Your role is ... for Front Office risk representation. + Verify, clear, and escalate trade capture and reporting exceptions. + Liaise with Front Office \"FO\", Middle Office… more
- JPMorgan Chase (Brooklyn, NY)
- …the development and implementation of trading strategies. + Provide support for trade reconciliation and reporting . + Ensure compliance with regulatory ... + Series 99 or Series 7 certification. + Experience in trade reconciliation and reporting . + Knowledge of regulatory requirements in trading. JPMorganChase, one… more
- Scholastic (New York, NY)
- …and month-end closes. The role will also support the Sr. Director across all Trade lines of businesses with all analysis, reporting , cost management, strategic ... + In partnership with Sr. Director, manage day-to-day financial functions of Trade , including budgeting, forecasting, reporting , and cost management + Provide… more
- MUFG (New York, NY)
- …and Sales Panels working with Front Office on bookings, allocations, and Regulatory reporting + Send trade -recap to customer clients and request for allocations. ... one day. A member of our recruitment team will provide more details. The Trade Support Associate/AVP will be responsible for supporting all of the firm's Fixed… more
- Citigroup (Getzville, NY)
- …by the firm's regulators (eg, SEC, FINRA) is a plus. + Experience in trade /transaction reporting (eg, Blue Sheets, Large Option Position Reporting , Large ... to SEC Rule 613 Consolidated Audit Trail (CAT), Large Option Position Reporting , Blue Sheet Reporting , and CFTC Part 20 Swaps Large Trader Reporting where… more
- Robert Half Finance & Accounting (New York, NY)
- …Metals Our client a gloabl trader of physical energy and metals is adding to their Trade reporting team. This position is on the trading floor and focuses on the ... monthly accounting / reporting of their trading teams. In this role, you...their trading teams. In this role, you will oversee trade accounting, inventory reconciliation, and ensure the accuracy of… more
- Marex (New York, NY)
- …other regulatory organizations. + Excellent understanding of US securities regulations, trade reporting obligations, and trading practices within fixed income. ... as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting . The position… more
- Arrow Electronics (Melville, NY)
- …for trade management & compliance requirements. + Manage metrics reporting process, including analysis of data and recommendations to management. + Independently ... **Position:** Trade Operations Specialist II **Job Description:** **What You...others in an effort to ensure proper adherence to trade management and trade control laws and… more
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