- TD Bank (New York, NY)
- …FINRA, SEC, CFTC, NYSE, and OCC including Securities Act, Reg M, SPAC Rules, Trade Reporting , Etc. + Excellent oral and written communication skills. + Ability ... implementations of new regulatory requirements. + Participating in industry groups and trade association working groups or other forums. + Accountable for the… more
- Truist (New York, NY)
- …management systems, transaction execution workflows from input through settlement. + Strong knowledge of trade reporting and pre and post trade controls with ... ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps. + Broad risk and regulatory knowledge with an emphasis on Non-Financial Risks. (Compliance, Operational, Reputational, Strategic Risks) +… more
- Port Authority of New York and New Jersey (New York, NY)
- …communication initiatives for one of the world's most iconic destinations, the World Trade Center (WTC). Reporting to the WTC Marketing and Communications ... **Description** About the Role The World Trade Center (WTC) (https://www.officialworldtradecenter.com/en/local.html) is a mixed-use campus with a rich and complex… more
- JPMorgan Chase (New York, NY)
- …portfolios, ensuring they remain in line with guidelines + Manage the trade execution, reporting , and data oversight processes for discretionary investment ... the need for robust and effective controls with timely, accurate, and transparent reporting for clients + Collaborate with the Head of Private Investments Portfolio… more
- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... providing relevant training for Surveillance, conducting quality assurance of alert disposition, reporting on the state of Surveillance program to the Board, senior… more
- City National Bank (New York, NY)
- *GLOBAL TRADE SUPPLY** SALES MANAGER** WHAT IS THE OPPORTUNITY? *The GTS Sales Manager in the Global Trade & Supply Chain Finance ("GTS") group is responsible ... for the origination, structuring, and execution of traditional trade , structure trade , and supply chain finance solutions for clients. Provide expert advice to… more
- TD Bank (New York, NY)
- …an informed, future-forward lens. + Lead product governance and partner with Trade Technology teams on platform upgrades, data/ reporting improvements, and ... specific details for this role. **Job Description:** TD Securities Trade & Working Capital product team is seeking a...Capital product team is seeking a director level Core Trade & FI Trade Product Manager to… more
- Neuberger Berman (New York, NY)
- …multiple order management, accounting and custody systems. + Perform month end attestation reporting for pending risk such as fails, trade errors and aged ... The Neuberger Berman Trade Management Middle Office is responsible for comprehensive,...on the efficient and accurate recording of transactions and trade matching through trade management oversight, coordination… more
- US Bank (New York, NY)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Trade & Working Capital Originator reports to one of two Division Managers on the ... Trade & Working Capital team. The Originator is functionally...Laundering, Bank Secrecy Act, information security and suspicious activity reporting requirements, policies, and procedures. Actively participate in any… more
- Nestle (Holbrook, NY)
- …shelf positioning, promotions, communicate pricing, etc. + Monthly sales and trade forecast reporting , sales analytics and insights; understand go-to-market ... strategy and how to maximize sales efficiency. + Perform other duties as required. **EXPERIENCE AND EDUCATION REQUIREMENTS:** + Bachelor's Degree in Business or Related Field is preferred but not required. + 5 years of experience is strongly preferred with at… more