- Scotiabank (New York, NY)
- …presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & ... and supporting supervisory interactions, including exam management, continuous monitoring, senior management discussions with supervisors. The incumbent will work… more
- TD Bank (New York, NY)
- …report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects ... behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of… more
- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of… more
- Citigroup (Getzville, NY)
- **Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the Operations ... Contributing to industry-level advocacy efforts by providing data-driven insights to trade associations. + Partnering with Markets teams to remediate regulatory… more
- SMBC (White Plains, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... employees. **Role Description** The Vice President of Confirmations will be a senior member of the Capital Markets Derivative Operations team, supporting daily… more
- Citigroup (New York, NY)
- The Banker is a senior -level position responsible for assisting clients in raising funds in the capital markets, as well as in providing strategic advisory services ... risk of the client portfolio and allocate capital prudently through partnership with senior credit officers and capital management + Provide a wide range of treasury… more
- TD Bank (New York, NY)
- …to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities cover ... and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions and other ad hoc… more
- New York Times (New York, NY)
- …is a hybrid role based in our New York City headquarters, reporting to the Senior Engineering Manager. You can typically expect to come into the office two days per ... maintainable code + Communicate status, risks, and requirements to your peers and senior leaders + Hire candidates from diverse backgrounds for your team or the… more
- Citigroup (New York, NY)
- …of Business Risk for Investment Solutions within Citi Wealth. **Responsibilities:** + Senior business leader who will lead and coordinate an integrated approach to ... external constituencies, including regulators, community and advocacy groups, and industry/ trade associations. + Lead significant Investment control related regulatory… more
- CUNY (New York, NY)
- …by current feminist writers from around the world for a diverse trade readership. Please visit www.feministpress.org for more information. Reporting to the Board ... strong interest in literary fiction, creative nonfiction, and other trade nonfiction related to feminism and WGS, as well...offered for this position.** **CUNY TITLE OVERVIEW** As a senior staff member in a Campus or University Executive's… more