- Truist (Charlotte, NC)
- …agents, borrowers, other agency services teammates to close trades and to resolve trade settlement issues. 3. Understands and adheres to the LSTA guidelines ... time. 1. Manage life cycle of loan trades from initiation to settlement . Review of legal documentation: Trade confirmations, Assignment Agreements, Participation… more
- Citizens (Charlotte, NC)
- …markets and client success. What You'll Do + Monitor the daily operations of trade execution, settlement , and clearing processes to ensure timely and accurate ... Description As a Trade Desk Specialist, at Citizens, you'll play a...is an operations-focused role that supports inbound inquiries and trade requests from end clients and financial advisor lines.… more
- Wells Fargo (Charlotte, NC)
- …or similar platforms) + Knowledge of industry regulations and best practices related to trade settlement + Ability to manage multiple priorities in a fast-paced ... business at wellsfargojobs.com. **In this role, you will:** + Support pre‑ settlement activities, including trade matching, allocation, confirmation, affirmation,… more
- Capital One (Charlotte, NC)
- …include** **:** + Process trade allocations and step-ins + Proactively monitor trade settlement and quickly resolve any exceptions causing trades not to ... of functions that include but are not limited to clearing, securities settlements, trade confirmations, funds flow, reporting and various other aspects in support of… more
- Wells Fargo (Charlotte, NC)
- …at managing large-scale credit servicing platforms + Experience in pre and post trade settlement processes and servicing CLO Portfolios and/or familiarity with ... the Credit Loan Closing team, responsible for managing the settlement process of a portfolio of par and distressed...claims. + Successfully monitor the flow of trades from trade date to settle date including preparing, reviewing, and… more
- Wells Fargo (Charlotte, NC)
- …sensitive documents and transaction requests + Exercise independent judgment in understanding trade settlement and influence workflow controls to minimalize the ... complex and multi-faceted situations related to a full process within a trade environment while leveraging solid understanding of the function, policies, procedures,… more
- Wells Fargo (Charlotte, NC)
- …will be responsible for monitoring daily trading activity, reconciling/investigating any discrepancies and trade settlement issues, and act as a desk liaison for ... and trades + Review, analyze and resolve moderately complex trade issues that require in-depth evaluation + Resolve moderately...issues that require in-depth evaluation + Resolve moderately complex trade issues + Lead team to meet functional area… more
- Bank of America (Charlotte, NC)
- …of assets into and out of accounts. Key responsibilities include reconciliation, settlement , and trade and transfer support, and providing quality service ... is responsible for providing services essential for completing the trade life cycle and servicing client/front office needs. The...ensure timely and accurate research and resolution of equity trade breaks as well as managing trade … more
- Truist (Charlotte, NC)
- …rules and regulations, order management systems, transaction execution workflows from input through settlement . + Strong knowledge of trade reporting and pre and ... post trade controls with ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps. + Broad risk and regulatory knowledge with an emphasis on Non-Financial Risks. (Compliance, Operational,… more
- Bank of America (Charlotte, NC)
- …trades processing related queries. Primary responsibility will be confirmation, allocation, and settlement of US Fixed Income products. Applicant must be on hand to ... response to client queries regarding the confirmation, allocation and settlement of their trades. + Liaising with other internal...boost client experience + Partners with colleagues on the trade and sales support teams, as well as external… more