- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset classes.… more
- TD Bank (New York, NY)
- …ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... development and implementation of a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset… more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and ... of surveillance procedures, scenarios, and parameter settings within the trade surveillance platform. + Ensure the surveillance program aligns with… more
- TD Bank (New York, NY)
- …for an Associate candidate (Senior Compliance Officer) to join the new Fixed Income Trade Surveillance team. Preferred 3-5 years of experience in trade ... members should participate in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current on emerging… more
- Scotiabank (New York, NY)
- Senior Audit Manager, Audit Department - Trade Surveillance **Requisition ID:** 246539 **Salary Range:** 120,900.00 - 231,400.00 _Please note that the Salary ... Audit Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits, focused on market abuse detection and prevention.… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial services organization, is seeking a Trade Surveillance Fixed Income (Senior / Lead Level) to join their team. As a Trade ... Lead Level), you will be part of the CIB Control Management - Trade Surveillance team supporting the Bundle & Bid (Experis) engagement. The ideal candidate will… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial services organization, is seeking a Trade Surveillance Multi-Asset (FI + Equities Focus) to join their team. As a Trade ... communication skills, which will align successfully in the organization. **Job Title:** Trade Surveillance Multi-Asset (FI + Equities Focus) **Location:** New… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
- Deloitte (Jericho, NY)
- …+ Significant experience in one or more of the following areas - Trade surveillance , communications surveillance , control room / information barriers ... + Experience using, configuring, implementing, or supporting systems for either trade surveillance , communications surveillance , control room/information… more
- Wells Fargo (New York, NY)
- …seeking a Surveillance Engineering Manager to lead the modernization of trade surveillance platforms across asset classes including equities, fixed income, ... requirements with each release + Define and execute Wells Fargo's surveillance technology strategy in alignment with compliance and supervisory mandates. +… more