• Compliance Analyst

    Insight Global (Miami, FL)
    …involves contributing to broader compliance initiatives like market soundings and trade surveillance . We are a company committed to creating inclusive ... in the investment banking space is looking for an analyst to support the firm's compliance function....legal operations . Familiarity with market soundings policy and trade surveillance - Exposure to investment banking… more
    Insight Global (07/22/25)
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  • Central Supervision Analyst

    TD Bank (Coral Gables, FL)
    …Dealer and TD Wealth Management Services Inc. (TDWMSI). The Central Supervision Analyst performs essential trade surveillance and electronic communications ... dispositions flagged trades, trends and patterns identified by the FIS Supervision Compliance Manager (FIS CM) automated surveillance system and escalates… more
    TD Bank (07/17/25)
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