• Senior Control Management Specialist…

    Wells Fargo (Charlotte, NC)
    … coverage. + Attend team meetings and contribute to discussions on risk and compliance strategy. ** Trade Surveillance Awareness** + Promoting a culture of ... this role:** Wells Fargo is seeking a Senior Control Management Specialist - Trade Surveillance Governance. This Assistant Vice President will assist in key… more
    Wells Fargo (01/06/26)
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  • Business Data Analyst

    SMBC (Charlotte, NC)
    … Technology group is responsible for supporting technology solutions that include trade and market surveillance , regulatory compliance , and internal ... and Leasing Co., Ltd. **JOB SUMMARY:** The Business Data Analyst / Project Manager role within the Compliance...with Jira and Confluence. + Domain Expertise: Knowledge of trade /market surveillance and regulatory compliance … more
    SMBC (12/10/25)
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