- TD Bank (New York, NY)
- …**Job Description:** The TD Securities US Compliance team is looking for Vice President to join the Trade Surveillance team focused on Communications. ... and/or escalation of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence + Provide coverage… more
- Wolters Kluwer (New York, NY)
- …and technology to help drive better decisions faster. **About the** **R** **ole:** The Vice President of Sales will lead a team of Sales Leaders focused ... Support, Clinical Drug Information, Patient Engagement, Clinical Terminologies, Clinical Surveillance , Nursing Education, Medical Education, Allied Health Education and… more
- TD Bank (New York, NY)
- …is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities, ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- JPMorgan Chase (New York, NY)
- …provide compliance advice and guidance on regulatory topics + Review and disposition trade alerts escalated from Trade Surveillance and reporting/escalation ... to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the expert networks process, including chaperoning calls + Develop and provide instructor-led compliance training + Make… more