- Raymond James Financial, Inc. (West Palm Beach, FL)
- …adherence to firm and regulatory policies and procedures. + Supervises daily trading and other office activities. + Documents and resolves client complaints. + ... as required by state. + Life, Health, and Variable Annuity Insurance Licenses. + NFA Commodities License required if any commodities trading is done at the branch. more
- Santander US (Miami, FL)
- …attention to detail, and the ability to work in a fast-paced trading environment. **Job Family Description** Responsible for the execution of day-to-day operations ... service delivery. **Key Responsibilities** Support operations for agency and principal trading in cash equities markets. Support the operations life cycle for… more
- Santander US (Miami, FL)
- …analytical skills, attention to detail, and the ability to work in a fast-paced trading environment. + Support operations for agency and principal trading in ... cash equities markets. + Support the operations life cycle for primary issuances, SPAC's and IPO's. + Ensure accurate trade capture and book management throughout the lifecycle. + Investigate discrepancies and resolve exceptions with Middle Office, Technology,… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …large client liquidity events, private placement investment monitoring. + Trading of both discretionary and non-discretionary products, model maintenance and ... securities industry. + Financial markets, products and industry regulations. + Trading terminology. **Skill in:** + Client Relationship Management (CRM) software, or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and responsibilities as assigned. **Knowledge of:** + Investments and trading , securities industry regulations, and conflicts of interest. Familiarity/facility with ... Conflicts of Interest and other compliance issues involved with branch manager/FA trading activity. **Skill in:** + Operating standard office equipment and using… more
- Citigroup (Tampa, FL)
- …review essential market risk models to measure and manage risks of the trading book. Improve the model development process, and recalibrate model parameters to align ... and participate in annual model reviews. Work with market risk management, trading , and IT teams on model implementation and enhancement. Assume extensive… more
- Bank of America (Jacksonville, FL)
- …licensed financial services career. Job expectations include managing products, trading in self-directed accounts, and maintaining knowledge on chat functionality ... to solve for financial needs. These individuals are trained on managed products, trading in self- directed accounts, chat functionality and 529 products over a… more
- Bank of America (Jacksonville, FL)
- …through the lifecycle of a trade. Key responsibilities include handling trading and operational activities before deadlines, maintaining internal systems and ... events, and collateral management + Conducts daily monitoring of client trading activity across multiple markets, servicing clients' needs + Completes accurate,… more
- Charles Schwab (Orlando, FL)
- …to prepare you to deliver outstanding service and assist our clients with trading needs. After your training, you will complete rotations within 4 unique Wealth ... events, and by identifying and championing client goals + Take inbound service/ trading interactions (phone, chat, email), serving clients with passion and integrity… more
- Citigroup (Tampa, FL)
- …over-the-counter derivatives, securities financing transactions, exchange-traded derivatives and cash trading . + Understanding of how firms manage Credit and Market ... Risk for trading book activity + Comfortable working with large data sets and able to demonstrate a firm understanding of logical data structures and analysis… more