- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more
- JPMorgan Chase (New York, NY)
- …to drive and implement analytics, optimization and modeling for Equity Exotic trading . **Job Summary** As the Vice President on the Quantitative Equity Derivatives ... based Equity Exotic tools including pricing, hedging, and backtesting. + Support trading activities by explaining model behavior, identifying major sources of risk… more
- Raymond James Financial, Inc. (New York, NY)
- …Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading , Compliance, IT, and Legal) + Assists and provides input in the ... concepts, and guidance + Back Office brokerage operations processes and procedures + Trading life cycle (Orders, Executions, Allocations) + FINRA, SEC and Exchange … more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... Clients and various internal groups (Investment Banking, Capital Markets, Credit, Trading , XVA, Operations, Legal). Most importantly, the VP will contribute to… more
- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more
- Mizuho Corporate Bank (New York, NY)
- …understanding of AML, sanctions screening, restricted data, employee trading monitoring, electronic communication surveillance, and regulatory reporting standards. ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Amazon (New York, NY)
- …significantly complex challenges involving large-scale distributed systems, real-time trading platforms, risk management systems, and regulatory compliance ... efficiency - Lead technical due diligence for mission-critical workload migrations ( trading systems, risk engines, core banking platforms) - Ensure solutions meet… more
- Coinbase (Albany, NY)
- …trusted crypto platform globally. *What you'll be doing:* * Design and implement new trading products and features * Extend and scale the low latency platform on ... which trading runs * Collaborate with engineers, product managers and senior leadership to turn our vision into a tangible deliverables every quarter * Improving… more
- Citigroup (New York, NY)
- …and issuers.** **Provide legal advice and regulatory guidance for equity cash trading , equity derivatives, margin loans and fund financing products, and legal advice ... security interests and insolvency law.** **Apply familiarity with equity cash trading and derivatives, including financial and operational aspects of both markets.**… more
- BMO Financial Group (New York, NY)
- …as needed to support successful deal completion, including colleagues in Sales and Trading . + Prepares/oversees the delivery of creative and timely pitch books for ... synthesize information, critically analyze, interpret and present equity market, financial, and trading data in order to advise clients + Experience managing and/or… more