- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more
- IQVIA (New York, NY)
- …and internal processes. This team sits at the center of our Account Management, Trading , and Product teams to bring forward solutions to complex challenges that our ... **Cross-Functional Stakeholder Coordination:** Interface with Product, Engineering, Account Management, Trading , and Sales to remove blockers, align priorities, and… more
- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more
- ManpowerGroup (New York, NY)
- …of exposure by collaborating directly with leaders across compliance, tech, and trading . You will work on both manual and system-based surveillance dev solutions. ... + Commodities + Equities **Ideal Background** + **Prior experience in:** + Trading desks, or product control, compliance or trade surveillance + Reviewing,… more
- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more
- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more
- S&P Global (New York, NY)
- …innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by ... monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global regulations. In some… more
- Citigroup (New York, NY)
- …for various financial products traded in Global Equities. Individuals monitor trading limits and are responsible for approving transactions over certain established ... thresholds. Market Risk managers work with traders or trading management and recommend actions to mitigate risk. The...6+ years relevant experience in Equities Market Risk or Trading , Degree in a Quantitative or Financial discipline +… more
- JPMorgan Chase (New York, NY)
- …control + Maintain the Restricted List (additions and timely removals) + Interact with trading desk on emergent daily trading questions + Stay current and advise ... (SEC, NFA, DOL, etc.) impacting our business + Oversee and review principal trading and the investor trade consent process + Manage Expert Networks, including… more
- Santander US (New York, NY)
- …security of information technology assets used in Primary and Secondary loan trading on Leveraged Finance area (systems as Loan IQ, S&P's ClearPar/Loan Processor, ... Syndtrak syndication platform, EPIC/Octaura trading Platforms). + Plans and tests processes to ensure compliance with system requirements, business objectives,… more