- Unknown (New York, NY)
- …strong background in compliance, particularly in the areas of market abuse, disorderly trading , and insider dealing. The position requires the ability to lead a ... team, collaborate with business groups, and participate in industry events focused on surveillance. The ideal candidate will have experience in creating and managing surveillance policies and procedures, as well as a proven track record in driving surveillance… more
- Unknown (New York, NY)
- …Assistance Services Risk Analysis Home Ownership Lending Services Financial Trading Foreign Trade Mobile Communication Blockchain Regulatory Affairs Sustainability ... Corporate Citizenship Credit Specialties banking commercial banking investment banking wealth management credit cards capital markets equity and fixed income research consumer lending cash management and transaction services Business Classifications B2B B2C… more
- Unknown (New York, NY)
- …obligations, providing securities law advice for various communications, managing affiliate trading matters, and offering legal support to the Board of Directors. ... The role also encompasses subsidiary management, overseeing securities litigation, and managing the corporate securities and equity operations team. Applicants for the Vice President, Corporate and Securities position at the company should have a JD from an… more
- Unknown (New York, NY)
- …is essential, and experience in financial risk management, electronic and algorithmic trading , and with GRC platforms and risk analytics tools is desirable. The ... ideal candidate will be a proactive, collaborative leader with a strong commercial mindset and a commitment to driving conscious, informed risk-taking and decisions. Hiring Manager Title CRO, Liquidnet and Interim Head of Compliance, Americas Travel Percent… more
- Unknown (New York, NY)
- …& Investing Credit Insurance Morgan Stanley Specialties sales & trading investment banking investment management prime brokerage research institutional consulting ... wealth management and private wealth management Business Classifications B2B Marketplace About the Role The Company is seeking an Executive Director for Risk Data Aggregation within the Risk Management division. The successful candidate will be responsible for… more
- Unknown (New York, NY)
- …have a background in comic book auctions, consignment management, or collectibles trading , and will be adept at strategic thinking, and relationship building, and ... have exceptional interpersonal skills. The Head of Comic Acquisitions will be expected to make critical decisions based on market demand, storage capacity, and cash flow considerations, and to develop and execute data-driven acquisition strategies that… more
- Unknown (New York, NY)
- …and investment stakeholders. Prior experience in hedge funds, asset management, or trading systems is highly desirable. Hiring Manager Title CTO Travel Percent Less ... This pivotal role is hands-on, with a focus on architecting and leading the development of a cloud-native microservices platform, particularly within the risk technology domain. The successful candidate will be tasked with modernizing existing tools, designing… more
- Unknown (New York, NY)
- …are essential. The ideal candidate will have a deep understanding of large trading firms, executive-level needs, and performance reporting, and will be adept at ... influencing cross-functional teams to achieve business objectives. Hiring Manager Title SVP, Employee Benefits Travel Percent Less than 10% Functions Strategy more
- Unknown (New York, NY)
- …Prominent financial services firm specializing in investment management, research & trading services Industry Financial Services Type Privately Held About the Role ... The Company is in search of a Head of Prime Brokerage Risk to join their team. The successful candidate will be responsible for leading the daily risk management function within the Prime Brokerage business, with a focus on client leverage, exposures, and new… more
- Unknown (New York, NY)
- …Assistance Services Risk Analysis Home Ownership Lending Services Financial Trading Foreign Trade Mobile Communication Blockchain Regulatory Affairs Sustainability ... Corporate Citizenship Credit Specialties banking commercial banking investment banking wealth management credit cards capital markets equity and fixed income research consumer lending cash management and transaction services Business Classifications B2B B2C… more
