- Bank of America (New York, NY)
- …Compliance and Operational Risk Manager New York, New York **To proceed with your application , you must be at least 18 years of age.** Acknowledge Refer a friend ... **To proceed with your application , you must be at least 18 years of...and operational risk oversight of global markets sales and trading businesses, challenge and drive performance in alignment with… more
- SMBC (New York, NY)
- …a next generation risk, pricing, and trade management platform. **Role Objectives** * Support trading desk for modeling, pricing and risk request. Generate ... solutions or trading ideas. * Developing Polaris (Java/C++) analytics model that...used to price and risk manage financial products. * Support of traders/sales of the frameworks, communicating with other… more
- JPMorgan Chase (New York, NY)
- …income ETFs. + Collaborate with market makers, traders, and other stakeholders to support trading activities and strategies. + Analyze market trends and large ... involved in comprehensive analytics, models, and tools used in various trading activities, including High-Touch and Low-Touch (Algo/Systematic) bond market making,… more
- TD Bank (New York, NY)
- …Head of Surveillance. This incumbent will ensure that surveillance alerts related to trading activities of firm employees (sales and trading ) and clients, and ... with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides… more
- Tradeweb (New York, NY)
- **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly ... interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in more than 85 countries, including many… more
- TD Bank (New York, NY)
- …from design and build to maintenance and decommissioning across all environments ( trading floors, Cisco, remote users, Application recording). + Ensure ... management and cost planning, and regulatory readiness across global trading environments. You will be the key product owner... hard and soft voice endpoints. + Work with Application owners (WebEx, Teams, Zoom, etc.) to support… more
- Coinbase (Albany, NY)
- …* 4+ years of experience supporting high-priority institutional clients in compliance, trading , product support , payments, or fraud. * Strong knowledge of ... and service expert for Coinbase's institutional clients, providing end-to-end support across their lifecycle on the platform. * Navigate...cryptocurrency, global financial markets, and trading platforms, with the ability to turn technical concepts… more
- Santander US (New York, NY)
- …to Talk to You!** **The Difference You Make** : The Sr. Specialist, Application Development develops, maintains and support business processes in software ... software applications specifically for Lending technology, identifies and resolves basic application issues and bugs; escalates complex application issues to… more
- TD Bank (New York, NY)
- …**Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and ... in an advisory capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance team helping...on the fixed income and municipal finance sales and trading business lines including developing a good working relationship… more
- MUFG (New York, NY)
- …the FR2004 reporting, will support the Fed's FOMC Operations, and will support the Fixed Income primary and secondary trading businesses. This person will ... functions including, but not limited to, FR2004 reporting, providing support for the Fed Auction process, and support...of trades for the Flow Products Rates and Credit Trading Desks and Institutional Investor Sales Desks. RESPONSIBILITIES +… more