- Coinbase (Sacramento, CA)
- …our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and build a more innovative financial system. You will ... scale and risk mitigation (whether reputational, market, credit, legal, compliance , tax, operational, or financial) * Establishes close working relationships… more
- BlackRock (San Francisco, CA)
- …will also work closely with other teams within BlackRock's Legal & Compliance department. **Responsibilities:** + Provide legal advice and counsel on matters related ... funds, and other collective investment products, tokenization, staking, collateral, trading , fund structuring and digital asset service provider agreements. +… more
- Humana (Sacramento, CA)
- …encounter submissions to Medicaid/Medicare. Ensures encounter submissions meet or exceed all compliance standards via analysis of data and develops tools to enhance ... result from the data exchange between Humana and its trading partners, Medicare and Medicaid. The Senior Encounter Data...the policy of Humana to take affirmative action, in compliance with Section 503 of the Rehabilitation Act and… more
- Medtronic (Los Angeles, CA)
- …include the following and other duties may be assigned. + Ensuring compliance with all laws and regulations relevant to areas ofresponsibility, including securities ... to shareholder proposals, and annual shareholder meeting. + Advising on insider trading and Section 16 issues for directors and executive officers, including the… more
- VF Corporation (Costa Mesa, CA)
- …provide exceptional disclosure to investors and other stakeholders, ensuring compliance with public company regulations, facilitating strategic business transactions ... the equity administration team relating to shareholder inquiries, equity plans, Rule 10b5-1 trading plans, the administration of the insider trading policy, and… more
- Truist (Beverly Hills, CA)
- …and/or clients. + Responsible, along with Investment Managers, for daily trading activities in discretionary, non-discretionary, and trust-based portfolios and is ... responsible for adhering to and documenting compliance with Truist Advisory Services, and relevant regulatory policies...assessment experience. + 5+ years of investment management / trading or related experience. + Ability to work on… more
- HP Inc. (Palo Alto, CA)
- …earnings, analyst interactions, ongoing stockholder engagement program and insider trading programs. + M&A: Oversee, manage, and provide strategic direction ... support, global subsidiaries, debt agreements and related covenants. + General Compliance : Analyze changes in laws, regulations, policies, and stockholder guidelines… more
- Snap Inc. (Los Angeles, CA)
- …+ Advise on Snap's equity compensation, benefits programs, and insider trading prevention initiatives, including developing Snap's training, policies, and practices ... to promote awareness and compliance with rules and regulations. + Manage corporate governance...SEC filings for executive compensation and Section 16 officer trading , such as Forms 3, 4, 5, and 10-K,… more
- Warner Bros. Discovery (Culver City, CA)
- …and leveraging programmatic relationships with key contacts at major advertising agencies, trading desks, and direct clients while partnering with the US National ... expert + Own relationships with programmatic buyers and decision-makers, from the trading teams to the C-level **Qualifications & Experience ** + Deep Programmatic… more
- Deloitte (San Francisco, CA)
- …technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. + ... US and foreign multinational companies on global import and export strategies and compliance . + Working with clients to assess and deploy technology solutions to… more