- The Hertz Corporation (Estero, FL)
- …supporting Securities and Exchange Commission ("SEC") filings and public company compliance , SOX compliance , Board of Directors materials, financing transactions ... subsidiary management, designated insider list administration and communications for trading windows, and drafting documents as needed, developing matter… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …office practices, procedures, and methods. + Conflicts of Interest and other compliance issues involved with branch manager/FA trading activity. **Skill in:** ... review and analyze account disclosures and transaction reviews to detect trends, trading patterns and possible rules violations and ensure adherence to securities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …or certification to administer and analyze various reviews to detect trends, trading patterns, and possible rules violations to ensure adherence to securities ... managers through the use of various reports and systems. + Pro-actively ensures compliance with applicable industry rules (ie State, FINRA & SEC) and platform… more
- Robert Half Legal (Juno Beach, FL)
- …play a key role in managing and reviewing contractual agreements, ensuring compliance with company policies, and supporting various legal and regulatory processes. ... a strong background in contract administration, asset management, or financial trading institutions. Responsibilities: * Assist in the negotiation and preparation of… more
- NextEra Energy (Juno Beach, FL)
- …EMT including Trading , Origination, and Analytics + Ensure alignment and compliance with all relevant management systems and Risk guidelines + Develop and ... with gas producers and marketers + Engages and supports gas optimization trading activities + Responsible for after-hours and weekend on call responsibilities as… more
- Humana (Tallahassee, FL)
- …encounter submissions to Medicaid/Medicare. Ensures encounter submissions meet or exceed all compliance standards via analysis of data and develops tools to enhance ... result from the data exchange between Humana and its trading partners, Medicare and Medicaid. The Senior Encounter Data...the policy of Humana to take affirmative action, in compliance with Section 503 of the Rehabilitation Act and… more
- NextEra Energy (Juno Beach, FL)
- …Description** This job is responsible for managing and executing natural gas trading activities to optimize Florida Power Light Company's upstream gas transport ... gas supply reliability + Maintain detailed records and prepare reports on trading activities, P&L, and market analysis + Performs other job-related duties as… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …office practices, procedures, and methods. + Conflicts of Interest and other compliance issues involved with branch manager/FA trading activity. **Skill in:** ... thereby limiting firm liability. Conduct internal reviews to ensure compliance with regulatory requirements and internal policies, including potential conflicts… more
- Truist (Fort Lauderdale, FL)
- …and/or clients. + Responsible, along with Investment Managers, for daily trading activities in discretionary, non-discretionary, and trust-based portfolios and is ... responsible for adhering to and documenting compliance with Truist, and relevant regulatory policies and procedures....communication skills. + 2+ years of investment management / trading or related experience. + Ability to work on… more
- Raymond James Financial, Inc. (Sarasota, FL)
- …and retains Financial Advisors (FAs) and support staff. + Supervises daily trading and other office activities. + Resolves client complaints. + Performs reviews ... profitability while maintaining a commitment to excellent service. + Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and… more