- Raymond James Financial, Inc. (West Palm Beach, FL)
- …profitability while maintaining a commitment to excellent service. + Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and ... procedures. + Supervises daily trading and other office activities. + Documents and resolves...of** + Company's working structure, policies, mission, strategies, and compliance guidelines. + Economic and accounting principles and practices,… more
- Bank of America (Jacksonville, FL)
- …through the lifecycle of a trade. Key responsibilities include handling trading and operational activities before deadlines, maintaining internal systems and ... maintaining a high degree of accuracy with customers and data to ensure compliance with regulations and policies. **LOB Job Description:** This position will be on… more
- NextEra Energy (Juno Beach, FL)
- …our customers and stakeholders. Our team is skilled in market analysis, trading , risk management and delivering tailored customer solutions across North America. If ... projects . Knowledge of carbon credit markets and environmental attribute trading . Previous experience with landfill operations and waste-to-energy projects .… more
- Bank of America (Jacksonville, FL)
- …through the lifecycle of a trade. Key responsibilities include handling trading and operational activities before deadlines, maintaining internal systems and ... a high degree of accuracy with customers and data to ensure compliance with regulations and policies. **Line of Business Job Description:** Corporate Actions… more
- AssistRx (Orlando, FL)
- …teams, clients and partners. The Data Analyst leads the onboarding of electronic data trading partners and is responsible for the success of trading partner ... based on the successful completion of a pre-employment background check. + + In compliance with federal law, all persons hired will be required to verify identity… more
- Citigroup (Tampa, FL)
- …review essential market risk models to measure and manage risks of the trading book. Improve the model development process, and recalibrate model parameters to align ... and participate in annual model reviews. Work with market risk management, trading , and IT teams on model implementation and enhancement. Assume extensive… more
- Citigroup (Tampa, FL)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... over-the-counter derivatives, securities financing transactions, exchange-traded derivatives and cash trading . + Understanding of how firms manage Credit and Market… more
- Citigroup (Tampa, FL)
- …level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - ... standards + Process various middle office functions relating to securities and trading + Offer advanced solutions for assigned securities processing areas + Provide… more
- Deloitte (Miami, FL)
- …technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. + ... US and foreign multinational companies on global import and export strategies and compliance . + Working with clients to assess and deploy technology solutions to… more
- Truist (Orlando, FL)
- …items by ensuring that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal policies and procedures. ... to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems to… more
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