- Robert Half Finance & Accounting (Chicago, IL)
- …+ Data Collection and Analysis: Gather trade data from internal systems, analyze trading activity to identify potential compliance concerns related to market ... FOCUS, and other required filings based on specific regulatory guidelines. + Compliance Monitoring: Monitor trading activity for potential violations of… more
- Raymond James Financial, Inc. (Springfield, IL)
- …Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading , Compliance , IT, and Legal) + Assists and provides input in ... regulatory reporting, specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data submissions. **_A… more
- BP Americas, Inc. (Chicago, IL)
- …Sentiment and Trends, Shipping/transport, Supply chain management, Trade discipline and compliance , Trading and scheduling operations, Trading Fundamentals, ... **Entity:** Supply, Trading & Shipping **Job Family Group:** Supply & Trading Group **Job Description:** **About bp** Our purpose is to bring together people,… more
- Robert Half Finance & Accounting (Elmhurst, IL)
- …review, and upkeep of our Written Supervisory Procedures. * Foster a culture of compliance and trading by working closely with senior management. * Provide ... send your resume to ###@roberthalf.c0m We are seeking a Compliance Associate to join our team in Elmhurst, Illinois....Job Description: * Utilize Sungard Protegent system for monitoring trading activity and real-time alerts. * Ensure accurate and… more
- BP Americas, Inc. (Chicago, IL)
- …for bp, with a focus on Front Office development in bp's the Supply, Trading and Shipping division - including but not exclusively trading , origination and ... We are looking for someone with Refined Products commercial experience in a Trading business, to work with SME's to develop and deliver training and learning… more
- Conagra Brands (Chicago, IL)
- …+ Maintain processes and calendar for SEC related filings and insider trading policy compliance including restricted lists and restricted persons communications. ... Associate Legal Specialist, you will support our corporate governance and compliance functions by managing data, coordinating regulatory filings, and maintaining… more
- HUB International (Chicago, IL)
- …and SOX compliance , corporate and board governance, required disclosures, insider trading , and investor relations. He or she will provide advice and support to ... and other corporate restructurings. + Support the maintenance of and compliance with trading windows, support the creation and termination of 10b5-1 plans,… more
- Robert Half Technology (Lake Forest, IL)
- …on managing and supporting EDI processes, ensuring seamless communication between trading partners, and maintaining compliance with established standards. The ... Responsibilities: * Oversee the implementation and maintenance of EDI systems, ensuring compliance with standards such as 850, 855, 856, and 810. * Provide… more
- Capco, a Wipro Company (Chicago, IL)
- …on how to embed AI across core business areas such as risk, compliance , trading , and customer experience. **Generative AI Enablement & Solution Delivery** ... patterns and standards** that balance innovation with operational integrity, security, and compliance . + Lead **Proofs of Concept (PoCs)** and pilots to demonstrate… more
- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical control function...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
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