- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
- Eagle Seven (Chicago, IL)
- …seeking a Junior Trader who will be responsible for supporting all aspects of trading desk operations. The right candidate will have a passion for capital markets ... (overnight) hours is required. Primary responsibilities include: + Executing algorithmic trading strategies in accordance with the trading desk's objectives… more
- Zero Hash (IL)
- …to power a diverse range of use cases: cross-border payments, commerce, trading , remittance, payroll, tokenization rails, and on/off-ramps. zerohash is backed by ... aspects of our brokerage operations, from business development and client relations to trading execution and risk management. **Note this is a fully-remote role for… more
- Wellington (Chicago, IL)
- …with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... assist with the strategic implementation of IT solutions to streamline the compliance framework around conflicts and non-public information. This position is open to… more
- Huntington National Bank (Chicago, IL)
- Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the ... Compliance Program for Huntington's Investment Banking Broker Dealers and...Banking, Public Finance, M&A as well as Sales and Trading activities. + Oversight and Governance of OCC Rules… more
- Huntington National Bank (Chicago, IL)
- …seeking a skilled and motivated Capital Markets Analyst to join our Enterprise Trading and Analytics team. This role is responsible for managing the ongoing ... monitoring of valuation and risk models, coordinating data integration between trading and risk systems and downstream reporting processes, and developing enhanced… more
- Coinbase (Springfield, IL)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...crypto exchanges or in financial services, ideally in payments, trading operations or technical support. * Experience in project… more
- US Bank (Chicago, IL)
- …master agreements (ISDA, CSA, and other forms of standard and non-standard trading agreements) with counterparties for trading products such as derivatives, ... protected against legal, risk, and other operational perspectives in all of its trading documents between the firm and its counterparties, by (a) liaising with… more
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