- Bank of America (Jersey City, NJ)
- …learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and… more
- Wells Fargo (Iselin, NJ)
- …systems provide real time intraday risk computation and visualization for the Rates trading desk across a range of products including swaps, swaptions, bonds, bond ... platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
- TEKsystems (Jersey City, NJ)
- …comprehensive Risk and Control Self-Assessments (RCSA) across broker-dealer operations, including trading , sales, operations, and support functions. - Identify key ... compliance risks, evaluate control effectiveness, and ensure alignment with...liquidity management, and capital exposure. - Design and implement compliance frameworks tailored to broker-dealer activities, including policies, procedures,… more
- Wells Fargo (Iselin, NJ)
- …pivotal to the success of strategic initiatives Front Office Sales and Trading applications, and is designed for engineers who thrive in high-performance, ... including CI/CD automation and cloud deployment strategies + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
- CBRE (Trenton, NJ)
- …equity compensation program. Responsible for the day-to-day equity awards, compliance with internal policies and external regulations, employee communications, and ... and Finance to ensure correct reporting, tax withholding, and compliance with accounting and tax regulations). + Assist with...+ Partner with Legal to monitor and maintain insider trading windows, blackout periods, and 10b5-1 plans. + Participate… more
- Coinbase (Trenton, NJ)
- …the application of ASC 606/IFRS 15 to complex crypto-native transactions (eg, spot trading fees, staking rewards, NFT royalties, etc.). * Develop and maintain robust ... services. * Ensure accurate and timely recording of revenue transactions in compliance with GAAP/IFRS and company policies. * Oversee month-end and quarter-end close… more
- JPMorgan Chase (Jersey City, NJ)
- …Tax Planning Group is dedicated to optimizing tax strategies and ensuring compliance across our diverse business operations. Job Summary: As an Executive Director ... internal stakeholders to ensure appropriate tax planning, risk controls, and compliance . **Job Responsibilities:** + Manage tax-related inquiries from various firm… more
- Bank of America (Jersey City, NJ)
- …Review and challenge key capital management activities, including Fundamental Review of the Trading Book (FRTB) and Basel 3 market risk rule implementation + Review ... and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the identification of… more
- Bloomberg (Montgomery, NJ)
- …written analysis, industry data and interactive charting. Our work gives trading and investment professionals deep insight into where crucial industries stand ... of documenting best practices for model creation, management and partnering with Compliance teams. You will manage and coordinate the approval, publication and… more
- General Trading Co. Inc. (Carlstadt, NJ)
- …and procedures to promote and ensure effective safety operations at General Trading . This role also oversees the security function which includes protecting the ... to develop, prepare, and implement safety policies and procedures. + Ensures compliance with federal, state, and local safety laws, regulations, codes, and rules.… more
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