- Wells Fargo (New York, NY)
- …to the loan sales and distressed trading business, including sales, trading , credit, compliance , and operations functions + Review and analyze moderately ... the Markets Section of the Legal Department to support the loan and distressed trading desks and the credit portfolio trading businesses. This position is… more
- Scotiabank (New York, NY)
- …in day-to-day activities and decisions. + Manage trading inventories and generate trading revenues in compliance with limits and the bank's risk profile. + ... Director, US Investment Grade Credit Trading **Requisition ID:** 214419 **Salary Range:** 300,000.00 -...business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions a high… more
- Coinbase (Albany, NY)
- …tools used by the desk. * Explore new datasets and APIs relevant to improving trading research and monitoring. * * Compliance & Regulation*: * Ensure end-to-end ... 12 month assignment to the Cayman Islands with possibility of extension.* The Trading Analyst will support the execution of trades in cryptocurrencies and digital… more
- Bloomberg (New York, NY)
- …the larger Buyside organization and is responsible for building a state of the art trading compliance solution which serves as a crucial role within the order ... policies. Our Compliance Violations team is a critical part of that trading compliance solution, with the software we own sitting in the critical path of… more
- Motion Recruitment Partners (New York, NY)
- …documentation is ideal. **What You Will Be Doing** * Use hands-on experience with trading systems to support the operations, compliance , and governance of the ... Trading Systems Analyst New York, NY **Hybrid** Contract...desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/ compliance , audit, or data/metrics backgrounds * Knowledge of the… more
- BlackRock (New York, NY)
- …in real time. Our investment software combines risk analytics with portfolio management, trading , compliance , and operations tools on a single platform to power ... of the investment cycle, including pre-trade decisioning, order management, trading , investment operations, risk management/ compliance /oversight, closed-book accounting,… more
- Scotiabank (New York, NY)
- …you will provide senior compliance support for the Scotiabank US Sales and Trading businesses by acting as a team leader for Markets Compliance . **What ... Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with other Compliance ...and trading businesses and coordinating with other Compliance officers outside the US to reinforce a global… more
- SMBC (New York, NY)
- …Learning: Familiarity with machine learning techniques and their application in trading strategies. * Regulatory Compliance : Understanding of regulatory ... Strat is responsible for developing, implementing, and monitoring algorithmic trading strategies specifically for interest rate products. This role involves… more
- JPMorgan Chase (New York, NY)
- …to internal and external clients, maintaining up-to-date knowledge of market trends, trading regulations, and ensuring compliance with company policies and ... and optimizing these tools. + Knowledgeable about regulatory requirements in the trading industry, ensuring compliance and adherence to industry standards. +… more
- MUFG (New York, NY)
- …financial risks, and the ability to liaise across multiple functions including trading , risk, finance, compliance , and operations. **Key Responsibilities:** * ... Support the primary business management partners to the trading desk leads across Rates, Credit, Securities Financing, Structured Solutions and Equities. * Assist… more