- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...Restricted List (additions and timely removals) + Interact with trading desk on emergent daily trading questions… more
- JPMorgan Chase (New York, NY)
- …Income Credit, Rates & Commodities Exchange Traded Funds) will partner with Automated Trading Strategies, Trading , Sales and Technology to identify and implement ... and traders. The position requires an entrepreneurial spirit and significant interaction with e- trading technology, sales and trading teams in a fast-paced … more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. This ... technology solutions, and ensuring effective implementation and maintenance of compliance systems. The ideal candidate will collaborate with stakeholders to… more
- Wells Fargo (New York, NY)
- …our ability to partner and deliver excellent quality and service to our trading and sales partners as our platform continues to grow. The successful candidate ... and implementing quantitative models and tools for **Equities** risk management, trading , and pricing with focus on areas like forecasting, optimization, and… more
- Wells Fargo (New York, NY)
- …enhance our ability to partner and deliver excellent quality and service to our trading and sales partners as our platform continues to grow. Wells Fargo is seeking ... and implementing quantitative models and tools for Interest Rates risk management, trading , and pricing with focus on areas like forecasting, optimization, and risk… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... and objectives. The incumbent will ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. The goal is to… more
- Citigroup (New York, NY)
- …market analysis and content to clients, collaborating closely with Sales and Trading teams. The primary goal is to increase client engagement with tradeable ... is crucial for enhancing our client value proposition and empowering our trading teams with cutting-edge market insights for effective risk management. The ideal… more
- JPMorgan Chase (New York, NY)
- …order management systems with focus on venue connectivity and regulatory compliance ; Developing stress testing frameworks for trading strategies; Utilizing ... and DV01-based analytics, along with sophisticated circuit breakers for D2C e- trading platforms to ensure stable operations. Integrate FIX protocol specifications to… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... duties may be assigned as required. **Job Purpose** : The Rates Algo Trading technology team is responsible for the platform that has enabled Citi's Rates… more