- Citigroup (New York, NY)
- …monitoring and platform development. **Responsibilities:** + Oversee and manage a trading book focused on Structured Equity Financing products, including Margin ... execution and alignment across the firm. + Meticulously monitor covenant compliance and proactively manage the post-execution lifecycle of transactions. +… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll… more
- JPMorgan Chase (New York, NY)
- …questions more thoroughly (Sales teams, Investments Specialists, Client Account Management, Compliance , Legal, Risk, Finance, Trading and other departments) + ... library, known as the Info Request Library + Adhere to approved review, compliance , and record-keeping procedures + Participate in projects involving the testing of… more
- Deloitte (New York, NY)
- …or supporting systems related to any of the following topics: trading , operations, lending, core banking platforms, compliance monitoring, regulatory ... Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value… more
- TD Bank (New York, NY)
- …on FICC derivatives. The Transparency team works directly with global sales/ trading /quant teams on the development of applications incorporating pricing and risk ... models used for electronic trading . These applications are used globally by Front Office...planning, evaluating, recommending, designing, operationalizing, and supporting solutions in compliance with enterprise and industry standards. + Ability to… more
- Citigroup (New York, NY)
- …prices to our franchise in vanilla and exotic products, in coordination with the Trading team. The overall objective of this role is to ensure the book delivers ... budgeted revenues, and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Coordinate with Sales, Research, CM and other… more
- HSBC (New York, NY)
- …HSBC Futures business. The team is managing multiple Listed Derivatives e- Trading platforms, delivering key client, and regulatory/exchange driven projects - helping ... eTrading platforms cover all areas of eTrading, from client order entry, Algorithmic trading , through the order messages on global exchanges, Pre & Post Trade Risk… more
- BMO Financial Group (New York, NY)
- …of broker dealer operations and SEC/FINRA regulations. If you have dealt with trading intricacies and have showcased a comprehensive grasp of the industry, this ... Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to financial processes and information.… more
- Wells Fargo (New York, NY)
- …approach for CVA. The opportunity will collaborate with front office trading , risk oversight, technology, and model governance functions ensuring requirements are ... faceoff for PFE/XVA combined modeling strategy + Conduct research on trading cost models, liquidity models, risk models, portfolio construction methodology, and… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more