- City National Bank (New York, NY)
- …Loan Syndications, Foreign Exchange Sales, Interest Rate Risk Management Sales, Global Markets Trading & Risk, and Business Management groups. *WHAT WILL YOU DO?* * ... applicable risks (eg transactional, operational, credit, counterparty, market, regulatory, compliance ), self-identification of process/policy/product gaps and remediation, regular engagement… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Capital Markets, Inc. (CM) is a derivatives trading company since 1988 based in New York City, with offices in London and ... CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The...front-line teams, and other stakeholders across derivatives and cash trading desks. + Effectively communicate with team members, senior… more
- BlackRock (New York, NY)
- …business relationships with Lead PMs, Product Strategists, and members from Compliance , Operations and Client facing teams to ensure smooth portfolio onboarding ... improve day to day investment operations. Ensure that portfolios are in compliance with their investment guidelines and quickly raise and resolve potential issues.… more
- Bank of America (New York, NY)
- …on behalf of Global Markets Operations - lead engagement with Technology, Compliance and Front Office where necessary. + Partner with Global Markets Operations, ... organization and effectively engage outside of Operations eg, Front Office, Technology, Compliance , Risk Management. + Able to work both independently and across a… more
- Insight Global (New York, NY)
- …weaknesses, and communicating findings to senior management, all while ensuring compliance with relevant regulations and internal policies. This team has unique ... its products and operations and it typically involves deep dives into trading activities, product structuring, and related technology systems to monitor for risks… more
- Santander US (New York, NY)
- …plans to align with regulatory expectations. **Stakeholder Communication & Regulatory Compliance :** + Collaborate with key stakeholders, including trading desks, ... + Prepare detailed Model Development Documentation (MDD) to ensure regulatory compliance . **Risk Analytics & Model Development:** + Develop, test, and… more
- Insight Global (New York, NY)
- …support the modernization and automation of voice infrastructure across a trading floor environment. This role blends hands-on telephony expertise with Python-based ... automation to streamline the deployment, testing, and compliance of trader voice systems. Youll be instrumental in...ideal for someone who understands the demands of a trading floor, has a strong automation mindset, and thrives… more
- Coinbase (Albany, NY)
- …Institutional Legal team covering US and international markets and professional trading clients including banks, brokers, hedge funds, market makers, corporates and ... of the team and covers institutional products including prime brokerage, exchange, trading and custody, derivatives and financing products. We're looking for a… more
- Citigroup (Getzville, NY)
- …including: + Stress Testing data and results, Fundamental Review of the Trading Book (FRTB) sensitivities and Historical Value-at-Risk (HVaR) utilized in calculating ... as part of the requirements needed by regulators, auditors, compliance , and senior management + Assists in the remediation...focus on supporting data for a broad set of trading businesses within a specific region or region(s) **Qualifications:**… more
- Truist (New York, NY)
- …managing risks within Truist Public Finance and Municipals origination and sales and trading businesses. This position will be responsible for leading a team of risk ... and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 6. Strong leadership and… more