- Scotiabank (New York, NY)
- …the development of robust transaction cost analysis (TCA) frameworks to optimize trading performance. + Ensure compliance with regulatory requirements and best ... financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange… more
- CIBC (New York, NY)
- … trading desk's daily business activities; and 6) monitoring sales and trading activities to ensure compliance with CIBC policies and regulatory requirements. ... provide clear and insightful guidance to senior management and trading personnel; + Ability to manage Compliance ...and trading personnel; + Ability to manage Compliance technology projects; + Ability to develop and maintain… more
- TD Bank (New York, NY)
- …with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. Through due ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing fair… more
- Wells Fargo (New York, NY)
- …advice and counsel to the commodities and derivatives businesses, including sales, trading , credit, compliance , and operations functions + Review and analyze ... Markets Section of the Legal Department to support the commodities and derivatives trading businesses. For additional information on this line of business, refer to… more
- Broadridge Financial Solutions (New York, NY)
- …systems. + Deep understanding of investment management processes, including portfolio management, trading , compliance , and risk management. + Proficiency in data ... integration of investment management systems, including portfolio management, risk management, trading , and reporting systems. + Ensure seamless data flow between… more
- BlackRock (New York, NY)
- …in real time. The Aladdin platform combines risk analytics with portfolio management, trading , compliance , and operations tools on a single platform to power ... informed decision-making, effective risk management, efficient trading , and operational scale. Aladdin is used by a community of over 200 institutional clients… more
- Bank of America (New York, NY)
- …strategy in conjunction with critical support partners. eg Technology, Sales & Trading , Compliance , Legal, Operations, Risk Management, etc. + Manage and ... Product Management requiring proficiency in Prime Financing, Swaps and Delta One trading to manage product and platform deliveries across a range of functions… more
- Janus Henderson Investors (New York, NY)
- …market trends, pricing dynamics, and regulatory changes to inform and adjust trading strategies. + Regulatory Compliance : Ensure adherence to relevant industry ... modeling, risk measurement and management, and market analysis to optimize trading strategies and portfolio performance. + Loan Pool Analysis: Collaborate with… more
- TD Bank (New York, NY)
- …with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent ... to detect anomalies in surveillance data. + Cross-Functional Leadership: Partner with Compliance , Risk, Trading , and Technology teams to optimize data workflows… more
- Citigroup (New York, NY)
- …extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant ... position responsible for providing operational support to the SES Origination and Trading desks in coordination with the wider Markets Operations - Equity… more