- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... to best serve our clients + Collaborate with the trading team to develop and optimize structured investments targeting...clients + Coordinate with internal teams including legal, tax, compliance , internal controls + Liaise with outside counsel for… more
- JPMorgan Chase (Brooklyn, NY)
- …the Product Controller at JPMorgan Chase, where your expertise will drive compliance , optimize financial resources, and shape the future of emerging markets within ... a fast-paced, collaborative environment. As a Product Control Vice President within the trading support team, you are responsible for ensuring the accuracy of profit… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... business strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll… more
- SMBC (New York, NY)
- …workstreams which will be responsible for calculating the bank's regulatory capital of trading book portfolios. This role will have a high level of visibility within ... + Build strong relationships with various stakeholders, including market risk managers, trading desks and finance to drive team's deliverables and priorities. +… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and also ... provides compliance support services to Mizuho Americas LLC, the US...banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho… more
- Bloomberg (New York, NY)
- Trademark Paralegal Location New York Business Area Legal, Compliance , and Risk Ref # 10043920 **Description & Requirements** The energy of a newsroom, the pace of a ... trading floor, the buzz of a recent tech breakthrough;...make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our… more
- Wells Fargo (New York, NY)
- …strategies for clients, pulling market and industry research, and completing a trading simulation within Investment Banking Mid-Year Program + Review strategies for ... from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and also ... provides compliance support services to Mizuho Americas LLC, the US...banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho… more
- Fluent (New York, NY)
- …to the Chief Financial Officer and play a key role in ensuring compliance with all SEC reporting requirements and corporate governance matters. You will lead ... you'll work closely with the Finance and Legal & Compliance teams on strategic transactions and a wide range...and disclosure matters, including the administration of the Insider Trading Policy + Collaborate with the Finance and Accounting… more
- Deloitte (New York, NY)
- …technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. + ... US and foreign multinational companies on global import and export strategies and compliance . + Working with clients to assess and deploy technology solutions to… more