- Wells Fargo (New York, NY)
- …systems provide real time intraday risk computation and visualization for the Rates trading desk across a range of products including swaps, swaptions, bonds, bond ... platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
- Wells Fargo (New York, NY)
- …pivotal to the success of strategic initiatives Front Office Sales and Trading applications, and is designed for engineers who thrive in high-performance, ... including CI/CD automation and cloud deployment strategies + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
- Mizuho Corporate Bank (New York, NY)
- …aligned with SR 11-07, this senior leader will ensure the integrity, compliance , and effective management of all models. The role includes enhancing reporting ... industry best practices, emerging risks, and regulatory requirements. + Regulatory Compliance & Liaison: Maintain a strong understanding of SR 11-07 and… more
- Wells Fargo (New York, NY)
- …constituencies across Wells Fargo, including Credit Risk, Sales and Trading , Syndicate, Investment Banking Coverage, Corporate Banking Coverage, DCM, Leveraged ... Finance, Compliance , and Legal **Required Qualifications:** + 2+ years of...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Wells Fargo (New York, NY)
- …platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with ... production support and platform engineering teams effectively + Sit on the trading floor **Required Qualifications:** + 5+ years of Specialty Software Engineering… more
- Robert Half Finance & Accounting (New York, NY)
- …The Position is a broad role with a focus on Income tax provision and compliance . This role requires someone with strong attention to detail who can manage diverse ... * Supervise transfer pricing studies, document intercompany transactions, and ensure compliance with arm's length principles. * Conduct tax research to assess… more
- Mizuho Corporate Bank (New York, NY)
- …required. + Participate in all efforts related to business continuity and audits. Compliance + Obtain a basic understanding of the applicable rules and regulations ... such rules and regulations should be directed to the Americas Legal and Compliance Department. Attend Annual Compliance Training presented by the Americas Legal… more
- Wells Fargo (New York, NY)
- …investment banking, equity and fixed income solutions including sales, trading , and research capabilities to corporate, commercial real estate, government, ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (New York, NY)
- …investment banking, equity and fixed income solutions including sales, trading , and research capabilities to corporate, commercial real estate, government, ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- CBRE (Albany, NY)
- …equity compensation program. Responsible for the day-to-day equity awards, compliance with internal policies and external regulations, employee communications, and ... and Finance to ensure correct reporting, tax withholding, and compliance with accounting and tax regulations). + Assist with...+ Partner with Legal to monitor and maintain insider trading windows, blackout periods, and 10b5-1 plans. + Participate… more