- CGI Technologies and Solutions, Inc. (New York, NY)
- …& Strategy * Define and own the product vision and strategy for trading and investment capabilities, including SMA/UMA accounts, mutual funds, ETFs, equities, fixed ... product backlog, ensuring alignment with business goals, customer needs, and compliance requirements. * Collaborate with stakeholders across business, compliance… more
- Bloomberg (New York, NY)
- …- Engineering Advisory - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10040985 **Description & Requirements** The energy of a ... newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;...The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience, and Internal Audit, to provide… more
- Unity Technologies (New York, NY)
- …transactions, executive compensation, stock administration, and public company reporting and compliance , including: + Lead Unity's public company compliance ... reports, and proxy statements. + Provide securities law advice and compliance guidance for earnings releases, investor materials,management presentations and other… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll… more
- Compass Group, North America (New York, NY)
- …have an opening for a full time **DISHWASHER** position. + **Location:** Hudson River Trading - 175 Greenwich Street, 76th Floor, New York, NY 10007 _Note: online ... equipment and procedures. Ensures complete cleanliness and sanitation. + Ensures compliance with outlined safety procedures. + Maintains temperatures and chemical… more
- RWE Clean Energy (New York, NY)
- …applying the appropriate lock and tag out needed for clearances + Works with Compliance Officers to maintain NERC compliance at all times + Review maintenance ... meeting regulatory requirements as set forth by the RWE Compliance department + Technical Training will be ongoing, ie,...of American industry. This is complemented by RWE's energy trading business. RWE is also a major offtaker of… more
- Marex (New York, NY)
- …Global wholesale market that includes Banks, Funds, Asset Managers, Corporates and trading groups. Responsibilities: + Manage and oversee a team of Senior ... person to coordinate with US Sales team. + Ensuring compliance with the company's regulatory requirements under the US...responsibility. + To report any breaches of policy to Compliance and/ or your supervisor as required. + To… more
- Bank of America (New York, NY)
- …Review and challenge key capital management activities, including Fundamental Review of the Trading Book (FRTB) and Basel 3 market risk rule implementation + Review ... and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the identification of… more
- Citigroup (New York, NY)
- …Office team in an effort to process structured transactions originating from trading desks and branch offices in coordination with the Operations - Transaction ... the integrity of process. + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of Citi's… more
- CIBC (New York, NY)
- …day-to-day support for CIBC's US Capital Markets business, primarily Sales and Trading , Debt Capital Markets and Corporate and Investment Banking. The group's ... all Capital Markets Front Office teams, and the Infrastructure and Risk/ Compliance Partners. The Team supports the Capital Markets Front Office businesses to… more