- Bank of America (New York, NY)
- …Review and challenge key capital management activities, including Fundamental Review of the Trading Book (FRTB) and Basel 3 market risk rule implementation + Review ... and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the identification of… more
- Citigroup (New York, NY)
- …Office team in an effort to process structured transactions originating from trading desks and branch offices in coordination with the Operations - Transaction ... the integrity of process. + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of Citi's… more
- CIBC (New York, NY)
- …day-to-day support for CIBC's US Capital Markets business, primarily Sales and Trading , Debt Capital Markets and Corporate and Investment Banking. The group's ... all Capital Markets Front Office teams, and the Infrastructure and Risk/ Compliance Partners. The Team supports the Capital Markets Front Office businesses to… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... balance risk-return requirements while upholding a strong culture of compliance . You will be part of a dynamic team...and conduct credit analysis, seeking approval for lending and trading transactions. + Provide credit expertise in structuring new… more
- BMO Financial Group (NY)
- Our ideal candidate has commercial lending experience and excellent writing skills. Trading Product expertise is a definite asset. Provides subject matter expertise ... to achieve the desired business results and support corporate, compliance and/or regulatory requirements. Includes guidelines, standards, directives, operating… more
- HUB International (New York, NY)
- …inform communication strategies. + Monitor the company's stock performance and trading activity, identifying factors influencing valuation and investor sentiment. + ... sentiment, competitive activity, and shareholder feedback to executive leadership. **Regulatory Compliance ** + Ensure compliance with all regulatory requirements… more
- Mizuho Corporate Bank (New York, NY)
- …data. + Define the access controls, supporting data users, and ensuring compliance with Data Service Agreements and regulatory standards. + Ensure that all ... governance: Help implement standards and practices to maintain high data quality and compliance . + Analyze and interpret data: Use data insights to drive product… more
- RWE Clean Energy (Valhalla, NY)
- …The Electrical BOP team works closely with RWECE's Operations, Asset Management and Compliance Team as well as the Development / Construction Teams to ensure all ... Engineer I will also be responsible for the NERC Compliance Standards applicable to the Electrical Balance of Plant...of American industry. This is complemented by RWE's energy trading business. RWE is also a major offtaker of… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... loan transactions, building financial models, negotiating documentation, and monitoring compliance and industry trends. Contributes to the overall success of… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... negotiating documentation, guiding more junior staff, and the monitoring of Borrower compliance and industry trends. **What You'll Do** + Champion a customer-focused… more