- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to… more
- HSBC (New York, NY)
- …demands of the role (size of the organization, business knowledge process, compliance /risk nature of the function, intensity and diversity of change, competitive ... to satisfy local and any cross-border market regulations for non-advisory sales and trading activities + Experience managing a team with clear competencies in people… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... business strategies and objectives. Ensures all activities are conducted in compliance with governing regulations, internal policies and procedures. Collaborate with… more
- Mizuho Corporate Bank (New York, NY)
- …on the organization, and implementing necessary changes to ensure ongoing compliance . SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... knowledge of financial products and businesses, risk stripes, operations, treasury, compliance , financial crimes and IT/cyber risks. + Direct experience in… more
- RWE Clean Energy (Valhalla, NY)
- …during pre-construction, construction, and turnover to Operations + Grid code compliance and interconnection requirements + Specification and evaluation of major ... matter experts during the project lifecycle + Support NERC Compliance documents and studies + Ensure that the highest...of American industry. This is complemented by RWE's energy trading business. RWE is also a major offtaker of… more
- Citigroup (New York, NY)
- …tracking business priorities, investment tracking and incorporating regulatory and compliance requirements + Manages the end-to-end product development lifecycle, ... agreeing to and tracking business priorities, incorporating regulatory and compliance requirements and investment tracking + Conceptualizes, plans, prioritizes,… more
- Bloomberg (New York, NY)
- …# 10045283 **Description & Requirements** The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work ... negotiate and engage with key stakeholders to facilitate delivery and compliance with the procurement strategy + Engage stakeholders across various business… more
- BMO Financial Group (New York, NY)
- …onboarding, credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely ... to enhance skills and capabilities + Consider risk, internal controls and compliance as part of day-to-day accountabilities and adhere to policies and procedures… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... reporting activities within the US and determine whether they are in compliance with governing regulations, internal policies, and procedures. The candidate will… more