- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... comprehensive strategic support to the leadership team, ensuring that compliance with internal frameworks, processes, and procedures is rigorously maintained.… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... and objectives. You will ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What You'll Do**… more
- CBRE (Bronx, NY)
- …as an integral member of the Client's team, undertaking Project Briefing and Compliance roles as requested on all projects across AMER. Although based in NYC, ... fostering collaboration and efficiency. + Review works on-site to ensure standard compliance and quality delivery, offering valuable guidance to the Client during… more
- BMO Financial Group (New York, NY)
- …onboarding, credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely ... to enhance skills and capabilities. + Consider risk, internal controls and compliance as part of day-to-day accountabilities and adhere to policies and procedures… more
- Bloomberg (New York, NY)
- …Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description & Requirements** The energy of a ... newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;...+ Collaborate with teams across Engineering, Data, Product, Legal, Compliance , and Privacy to integrate data risk thinking into… more
- Bank of America (New York, NY)
- …to improve operational efficiency + Understands policy and procedures and ensures compliance + Support and assist Credit Officers daily in the management of ... credit approval documents for new, renewed and amended loan, trading and GTS facilities, and their processing through the...record. + Review approved credit approval documents to ensure compliance with bank policy and procedures. + Identify and… more
- NYSERDA (Albany, NY)
- …solicitations to ensure that the proposed projects are developed in compliance with contractual requirements, reach commercial operation and continue to deliver ... through the New York Generation Attribute Tracking System (NYGATS), a market-based trading and accounting platform for the generation attributes such as RECs, which… more
- NBC Universal (New York, NY)
- …corporate legal matters, including matters associated with the company's public company compliance and corporate governance + Work as a member of the corporate ... corporate legal matters, including matters associated with the company's public company compliance and corporate governance + Assist with matters related to the… more
- RWE Clean Energy (Valhalla, NY)
- …and production of customer deliverables + Manage phases of Projects in compliance with Contracts, maintain or enhanced customer satisfaction and ensure projects are ... time and within budget + Monitor and manage jobsites compliance with the corporate safety plan, design drawings and...of American industry. This is complemented by RWE's energy trading business. RWE is also a major offtaker of… more
- Mizuho Corporate Bank (New York, NY)
- …law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process applicable to US ... functions including banking and underwriting businesses, securities markets, legal, compliance , risk management, operations, treasury, among others.*Ability to analyze,… more