- Mizuho Corporate Bank (New York, NY)
- …law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process applicable to US ... functions including banking and underwriting businesses, securities markets, legal, compliance , risk management, operations, treasury, among others.*Ability to analyze,… more
- Kyndryl (New York, NY)
- …frameworks (eg, Basel III, SEC, FINRA, etc.) to help clients navigate compliance challenges + Deep understanding of trends in capital markets, including market ... + Prior experience leading or advising large-scale transformation programs across trading , risk, operations, and technology functions. The compensation range for the… more
- SMBC (New York, NY)
- …products, including Capital Markets (DCM, ECM, ABS, CLOs), Sales and Trading (Equities & Fixed Income), FX/Derivatives, Trade Finance, Structured Financing ... credit and financial performance, periodic credit monitoring and re-underwriting, covenant and compliance reporting, and ad hoc analysis as necessary. + Work with… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- SMBC (New York, NY)
- …Calculation Analysis & Reporting Group: the 'FRTB-SA (Fundamental Review of the Trading Book-Standardized Approach) Team' and 'Stress Testing Team.' The scope of ... Risk stress test processes and scenario generation capabilities * Ensures compliance with regulatory reporting requirements and best practices, including BCBS 239… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Bloomberg (New York, NY)
- …# 10037545 **Description & Requirements** The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work ... of compensation including program design, strategy, funding, metrics, regulatory compliance , controls, analysis, reporting and tools which provides an outstanding… more
- SMBC (New York, NY)
- …supervising daily settlements processes for the Capital Markets Derivative and FX trading business, as well as providing support for the Derivative business ... + Maintain robust policies and procedures + Understand and ensure compliance with relevant regulatory requirements + Identification and escalation of open… more
- RWE Clean Energy (Valhalla, NY)
- …plans with the senior design staff and inter discipline reviews to ensure compliance with other design considerations such as Civil and Structural Engineering. These ... Purchase Agreements, Tolling, and EPC agreements to ensure design compliance + Oversee various testing and quality assurance checks...of American industry. This is complemented by RWE's energy trading business. RWE is also a major offtaker of… more
- Mizuho Corporate Bank (New York, NY)
- …Further, the team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and implementation of new ... Broker-Dealer regulatory requirements in collaborations with other stakeholders (eg, legal, compliance , IT, etc.) to support the creation and maintenance of these… more