- Mizuho Corporate Bank (New York, NY)
- …for team members out of the office. + Comply with all quarterly legal, compliance and training requirements + The expected base salary ranges from $59,000 - ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- JPMorgan Chase (New York, NY)
- …as household finance (dynamics of income, spending, and liquidity), investor trading flows, small- and medium-sized businesses, and financial and housing markets. ... priorities. + Commitment to intellectual rigor and observance of compliance and data privacy controls **Preferred Qualifications, Capabilities, and Skills:**… more
- Bloomberg (New York, NY)
- …precise, normalized datasets-fueling accurate valuations, informed decision-making, and regulatory compliance across global financial markets. The Core Data Analysis ... the team delivers transparent, accurate, and high-quality pricing that powers trading , valuation, risk management, and regulatory workflows worldwide. The Futures &… more
- Mizuho Corporate Bank (New York, NY)
- …Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any initiative impacting Operations. + ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- SMBC (New York, NY)
- …Capital Markets (DCM, Capital Solutions, ABS, CLOs), Sales and Trading (Fixed Income), Trade Finance, Structured Financing (including Subscription Financing ... clients + Knowledge of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent communication and presentation… more
- PNC (New York, NY)
- …industry and market developments, deal flow and regulatory requirements. Ensures compliance with policies and regulations. Works with key stakeholders to ... Relationship Building, Corporate Finance, Decision Making, Economic Policy, Equities Trading , Financial Management, Structuring **Competencies** Alignment, Decision Making and… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... management, challenge, and reporting activities within the US and are in compliance with governing regulations, internal policies, and procedures. The incumbent will… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... functionality. 2. Strategic changes in the messaging layers and interaction with e- trading components and faster performance for the required products. **Job Family… more
- PVH Corp. (New York, NY)
- …from around the globe, we currently have COEs dedicated to: + Compliance + Employment + Intellectual Property (including Trademarks, Licensing and Brand Protection) ... on SEC filings through Workiva. + Preparation and distribution of blackout/ trading window emails and maintaining lists of blackout group members; coordination… more
- Santander US (New York, NY)
- …assigned portfolios, may be responsible for monitoring risk exposures arising from trading activities. They are responsible for all aspects of credit quality ... including compliance with requirements of regulators and internal control and will recommend opportunities and proposed resolutions for improved efficiency,… more