- Coinbase (Albany, NY)
- …with reliability, scale and risk (whether reputational, market, credit, legal, compliance , tax, operational, or financial) mitigation explicitly in mind * ... * Familiarity across a range of financial services products, including trading , financing, payments, custody, or other * Crypto-forward experience, including… more
- JPMorgan Chase (New York, NY)
- …Markets QR Business Control Management team, covering a variety of QR teams in Trading and Risks across the globe, including Equities, Rates, FIF, CEM, FX, Credit, ... industry with a background in controls, audit, quality assurance, risk management, compliance , or model governance. + Proficient knowledge of control and risk… more
- Citigroup (New York, NY)
- …basis you will be working with tech as well as front office sales, trading , and quants colleagues across all Derivative & Delta 1 desks. **Responsibilities:** + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Mizuho Corporate Bank (New York, NY)
- …and techniques, the concepts of risk, risk management, internal control and compliance , and the ability to effectively and consistently apply such understanding to ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Santander US (New York, NY)
- …+ Performing detailed valuation analysis, including discounted cash flow, trading comparables,transaction comparables and LBO analysis. + Support product partners ... ensuring timely execution to meet client expectations. + Adheres to compliance procedures and internal/operational risk controls in accordance with any and… more
- Mizuho Corporate Bank (New York, NY)
- …and implication in the onboarding process + Understand policy changes socialized by Compliance and implications to the onboarding process + Manage end to end ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Principal Financial Group (New York, NY)
- …environments is highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate effectively in a global ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
- MUFG (New York, NY)
- …of Global Markets Divisions Americas, by focusing on the Japanese Corporate Sales, Trading and Treasury business based in NY. Candidate will assist in delivering ... as sponsors + Collaboration and partnership with internal support teams (Risk, Compliance , Legal, IT and Finance, etc.) to promote business priorities + Developing… more
- Citigroup (New York, NY)
- …Institutional Banking team. The Investment Banking Associate also serves as an intermediary in trading for clients. The overall objective of this role is to act as a ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory review. **What You'll Do** Reporting to the Director, you… more