- MUFG (New York, NY)
- …of Global Markets Divisions Americas, by focusing on the Japanese Corporate Sales, Trading and Treasury business based in NY. Candidate will assist in delivering ... as sponsors + Collaboration and partnership with internal support teams (Risk, Compliance , Legal, IT and Finance, etc.) to promote business priorities + Developing… more
- Citigroup (New York, NY)
- …Institutional Banking team. The Investment Banking Associate also serves as an intermediary in trading for clients. The overall objective of this role is to act as a ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... for monitoring the performance of the portfolio, risk rating integrity, and compliance and regulatory review. **What You'll Do** Reporting to the Director, you… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The Senior Audit Manager… more
- Siebert Williams Shank (New York, NY)
- …repurchase agent. All activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC-registered ... + Ensure that all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures Qualifications: + SIE,… more
- Zero Hash (NY)
- …our core payments infrastructure, working at the intersection of product, engineering, compliance , finance, and operations. You will be responsible for ensuring our ... to power a diverse range of use cases: cross-border payments, commerce, trading , remittance, payroll, tokenization, wallets and on and off-ramps. Backed by… more
- Capital One (New York, NY)
- …in Product Management + At least 7 years of experience in securities origination or trading management in Capital Markets + At least 7 years of experience in risk ... equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One… more
- Wolford America (Central Valley, NY)
- …performance pieces. With more than 250 monobrand points of sale and over 3,000 trading partners, the brand is present in more than 45 countries worldwide. In ... daily business reporting, opening and closing procedures, email communication + Ensure compliance with health and safety regulations as well as federal, state, and… more
- ManpowerGroup (New York, NY)
- …to work alongside experienced legal professionals and learn about the legal and compliance aspects of a global organization. + Exposure to various areas including ... sales, trading , capital markets, operations, and asset management. + Develop your skills in legal research and document management. + Be part of a diverse and… more
- Mizuho Corporate Bank (New York, NY)
- …quality issues / corrective actions. Collaboration: + Work closely with risk management, compliance , IT, and data governance teams to ensure data needs are met and ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more