- MUFG (New York, NY)
- …significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices, ... areas of Market Risk Management with demonstrated familiarity including Sales and Trading ; and familiarity with Broker - Dealer and applicable regulations, such as… more
- MUFG (New York, NY)
- …Lead the assessment, management, and monitoring of counterparty credit risk across trading products (FX, derivatives, SFTs) + Enhance and maintain the end-to-end ... with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and regulatory guidelines + Report and present… more
- Mizuho Corporate Bank (New York, NY)
- …team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong leadership ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Principal Financial Group (New York, NY)
- …valuations, investor reports, and performance dashboards. + Support ESG initiatives, compliance , and efficiency efforts. + Assist in underwriting and due diligence ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
- Mizuho Corporate Bank (New York, NY)
- …and examinations + Coordinate requirements and implementation with Legal and Compliance . + Review new products and ensure appropriate regulatory implementation to ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Scotiabank (New York, NY)
- …conducted are following governing regulations, internal policies and procedures. Manage the non- trading / sales elements for the Regional and Global Equities (Global ... business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. + Champions a high-performance environment… more
- SMBC (White Plains, NY)
- …for junior staff members + Prepares or verifies daily reports in compliance with regulatory requirements (Dodd-Frank, EMIR, Canada) + No approval authority + ... self-starter + OBS, Montran, SAA, Markitwire, DTCC DDR and varoius on line trading or collateral systems, MS Office (MS Word, MS Excel, MS PowerPoint), SharePoint… more
- VaynerMedia (New York, NY)
- …Nosidam Productions, The Sasha Group, Gallery Media Group, Tingley Lane Trading , VaynerSpeakers, and VaynerCommerce. ABOUT VAYNERMEDIA VaynerMedia is a contemporary ... for guest posts or partnerships, and monitor backlink profiles for quality and compliance + Monitor and analyze SEO performance metrics using tools like Google… more
- TD Bank (New York, NY)
- …for real-time data feeds, analytics, reconciliation engines, and controls for trading and valuation data. **Finance and Regulatory Technology:** . Oversee platforms ... (eg, Basel, CCAR, FRTB), and financial close processes. . Ensure compliance with evolving global regulations and accounting standards (IFRS, GAAP). **People… more
- SMBC (New York, NY)
- …+ Daily CP issuance and liquidity management + Daily maturity limit and compliance monitoring for ABCP program + Maintain internal databases and ensure accurate ... learning. + Knowledge of securitization and ABCP conduits + Experience in a trading /issuance function + 2-3 years of experience in finance and or related industry… more