- Citigroup (Getzville, NY)
- …level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …related experience **Customer Accountabilities:** + Works closely with the sales and trading group to develop new relationships, and with other analysts and ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- Citigroup (Getzville, NY)
- …entry level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Mizuho Corporate Bank (New York, NY)
- …data analytics, reporting development and management, governance risk and compliance , financial management, operations, and strategy. The ideal candidate will ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- BMO Financial Group (New York, NY)
- …and FX. + Experience with the regulatory environment and compliance requirements for different client segments (retail, institutional). **Quantitative and ... and QIS products + Ability to collaborate with main stakeholders eg sales, trading , quants and risk management teams to tailor products to client needs. +… more
- CGI Technologies and Solutions, Inc. (New York, NY)
- …design complex, scalable systems for the wealth management lifecycle, including trading and investing functionality * Define and enforce architectural standards, ... to apply for a job in the US, please email the CGI US Employment Compliance mailbox at US_Employment_###@cgi.com . You will need to reference the Position ID of the… more
- JPMorgan Chase (New York, NY)
- …of our team, working closely with our global partners across banking, sales, trading , risk, legal, and research to support corporate and institutional clients in ... to physical commodities. Drive dialogue and supporting analyses to ensure compliance and risk mitigation. + **Client Engagement:** Collaborate with clients to… more
- Mizuho Corporate Bank (New York, NY)
- …closely with payment gateways and service providers as necessary. - Ensure compliance with information security standards. - Adhere to industry regulations and ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- JPMorgan Chase (New York, NY)
- …across all asset classes for the US market. + Collaborate with research, trading , and sales teams to develop innovative financial solutions. + Stay informed on ... adapting strategies to align with market trends and client demands. + Ensure compliance with legal and regulatory standards in product development. + Drive the… more
- MUFG (New York, NY)
- …of risk assets and effectiveness of the Bank's processes to control credit, trading , and associated concentration risks of a complex nature. In addition, you will ... to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile… more