- CIBC (New York, NY)
- …You'll Be Doing:** We are seeking a market risk manager to oversee CIBC's commodities trading activities in the US with a focus on power trading . Experience with ... with respect to complex risk scenarios within a dynamic, time-sensitive trading room environment. **How You'll Succeed:** + Ensure appropriate risk frameworks… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... or equivalent experience + Master's degree preferred The Fixed Income (FI) Electronic Trading Technology team is seeking a highly motivated NAM Lead with a proven… more
- Aflac (NY)
- …+ Working with cross functional teams including, but not limited to, Trading , Compliance , Investment Accounting and Technology to understand requirements and ... write specifications as needed . + Utilizing experience with: + MS Excel + VBA + Bloomberg + Jira + Confluence + Power BI & Power Automate + Data governance platforms including: + Collibra + Informatica + ANSI-SQ + Position may be eligible to work… more
- Bloomberg (New York, NY)
- …Bloomberg's Buyside Solutions delivers global, multi-asset solutions for portfolio management, trading , compliance , risk management and operations for buy-side ... firms. Bloomberg's Buyside Solution is used by more than 50,000 professionals at over 1,500 client firms, including some of the largest asset managers, hedge funds, insurance companies, pension funds and government agencies. Our goal is to offer the most… more
- Bloomberg (New York, NY)
- …Bloomberg's Buyside Solutions delivers global, multi-asset solutions for portfolio management, trading , compliance , risk management and operations for buy-side ... firms. Bloomberg's Buyside Solution is used by more than 50,000 professionals at over 1,500 client firms, including some of the largest asset managers, hedge funds, insurance companies, pension funds and government agencies. Our goal is to offer the most… more
- SMBC (New York, NY)
- …audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department. The ... 10 years of audit experience in the in Audit, Risk, Business Control, Compliance , Finance in the financial industry. + Strong knowledge of securitized products (ECM,… more
- TD Bank (New York, NY)
- …engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...This incumbent will ensure that surveillance alerts related to trading activities of firm employees (sales and trading… more
- Wells Fargo (New York, NY)
- …education + 5+ years of working in the financial industry especially in the trading environment + 3+ years of experience supporting trading risk systems, ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- JPMorgan Chase (New York, NY)
- …across functional partners and monitors adherence to the firm's risk, controls, compliance , and regulatory requirements + Raises blockers and other impediments to ... technical support for a wide range of broker and trading applications including Tradeweb, ICAP, Brokertec, Tullet Prebon, and.../ Numecent experience and knowledge + Background in risk, compliance , and control for managing IT and market data… more
- Neuberger Berman (New York, NY)
- …to function as the key point of contact for internal clients (Portfolio Managers, Trading , Legal and Compliance and other functional areas within the firm) as ... this role will be to serve as a liaison between our Portfolio Managers, Trading , other support and control areas internally and broker dealers, custodian banks and… more