- Wells Fargo (Charlotte, NC)
- …wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . This role within the Macro Sales & Trading Compliance Team is a Business Aligned ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned...a primary focus on the Interest Rates Sales and Trading Line of Business. The individual in this role… more
- Coinbase (Charlotte, NC)
- …tools used by the desk. * Explore new datasets and APIs relevant to improving trading research and monitoring. * * Compliance & Regulation*: * Ensure end-to-end ... 12 month assignment to the Cayman Islands with possibility of extension.* The Trading Analyst will support the execution of trades in cryptocurrencies and digital… more
- Robert Half Legal (Charlotte, NC)
- …Counsel & Chief Compliance Officer + Exposure to diverse aspects of compliance , from insider trading rules to global fundraising requirements + Opportunity ... + Deep understanding of financial regulations, including the Advisers Act, insider trading and anti-bribery compliance + Experience navigating SEC audits and… more
- Coinbase (Charlotte, NC)
- …Coinbase's mission is to increase economic freedom in the world, and the Consumer Trading team plays a critical role in that vision by building the fastest, easiest, ... and most trusted crypto trading platform globally. The team is made up of...crypto. * Familiarity with regulated environments and designing for compliance and auditability. * Experience working with Go or… more
- Coinbase (Charlotte, NC)
- …standards. * 4+ years of experience supporting high-priority institutional clients in compliance , trading , product support, payments, or fraud. * Strong ... knowledge of cryptocurrency, global financial markets, and trading platforms, with the ability to turn technical concepts into actionable solutions. * Proven ability… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Trading Enablement Assistant for the Investment Contact Center (ICC). **In this role, you will:** + Execute and confirm ... initiated by customers + Provide quality customer service addressing issues, trading strategies, market terminology, and account status + Identify and recommend… more
- Ralliant (Raleigh, NC)
- …Maintain and enhance corporate governance practices, including charters, policies, and insider trading programs. + Ensure compliance with NYSE listing standards, ... Governance, this role will serve as a strategic partner on public company compliance , corporate governance, M&A, and financing activity. This is a high-impact role… more
- Wells Fargo (Charlotte, NC)
- …open issues relating to supported applications plus assure quality, performance, security, trading risk controls, and compliance for those application platforms. ... platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
- Wells Fargo (Charlotte, NC)
- …& Investment Banking Technology (CCIBT) to work on a cross-asset electronic trading platform. This team currently manages a low-latency, high throughput. cross-asset ... trading platform and order management system. Responsibilities include integrating...implementing pricing, risk, and analytics models, supporting regulatory and compliance requirements and collaborating with traders, quants, product and… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a Lead Java Developer work in our FX technology Electronic Trading team in Capital Markets. The candidate will be actively engaged in architecture, ... unit testing, and stress testing of a high-performance framework for high-end Electronic Trading applications and be a key participant in a highly talented delivery… more