• Principal Software Engineer - Calypso (Hybrid…

    Citizens (Charlotte, NC)
    …financial services industry, developing solutions for consumer banking, portfolio management, trading , compliance or wealth management + Experience with Apache, ... systems configuration, implementation and testing for OTC derivatives products across the trading lifecycle including front, middle and back office processing + Deep… more
    Citizens (07/31/25)
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  • Trading Enablement Assistant

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Trading Enablement Assistant for the Investment Contact Center(ICC). **In this role, you will:** + Execute and confirm ... initiated by customers + Provide quality customer service addressing issues, trading strategies, market terminology, and account status + Identify and recommend… more
    Wells Fargo (07/23/25)
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  • Model Risk Officer (Quantitative Analytics…

    Wells Fargo (Charlotte, NC)
    …findings, and ensuring models are used appropriately and effectively throughout the bank. ** Trading and Market Risk Division of MRM** is responsible for the model ... of models used by Corporate Investment Banking (CIB) Marekts for front office trading and risk management activities and by Market and Counterparty Risk Management… more
    Wells Fargo (07/23/25)
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  • Senior Corporate Counsel - Finance & Governance

    Ralliant (Raleigh, NC)
    …Maintain and enhance corporate governance practices, including charters, policies, and insider trading programs. + Ensure compliance with NYSE listing standards, ... Governance, this role will serve as a strategic partner on public company compliance , corporate governance, M&A, and financing activity. This is a high-impact role… more
    Ralliant (07/31/25)
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  • Lead Software Engineer

    S&P Global (Raleigh, NC)
    …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts...of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:** If you… more
    S&P Global (07/07/25)
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  • Front Office Trade Surveillance VP

    Truist (Charlotte, NC)
    …compliance , and other risk functions to review alerts and investigate potential compliance issues. 2. Performs surveillance of trading activities to identify ... review the following job description:** An independent team within CIB - Sales, Trading and Research that supports the Surveillance program within CIB. The team… more
    Truist (06/14/25)
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  • Fixed Income Front Office ETrading Engineer

    Wells Fargo (Charlotte, NC)
    …& Investment Banking Technology (CCIBT) to work on a cross-asset electronic trading platform. This team currently manages a low-latency, high throughput. cross-asset ... trading platform and order management system. Responsibilities include integrating...implementing pricing, risk, and analytics models, supporting regulatory and compliance requirements and collaborating with traders, quants, product and… more
    Wells Fargo (08/01/25)
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  • Senior Market Risk Specialist - Market…

    Wells Fargo (Charlotte, NC)
    …monitor and escalate market risks associated with Structured Products Trading desks, including Residential Mortgage-Backed Securities (RMBS), Consumer and Commercial ... (ABS), Commercial Mortgage-Backed Securities (CMBS), and Collateralized Loan Obligations (CLO) Trading desks. **In this role, you will:** + Work closely with… more
    Wells Fargo (07/15/25)
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  • Assistant General Counsel Governance…

    Lumen (Raleigh, NC)
    …corporate secretarial function. + Oversee the operation of, improvements to, and compliance with Lumen's insider trading program. Communication and Public ... and Securities. The ideal candidate will be responsible for ensuring regulatory compliance and driving strong internal partnerships and effectiveness with Board and… more
    Lumen (07/23/25)
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  • Financial Services Senior Manager - Regulatory…

    Deloitte (Charlotte, NC)
    …or supporting systems related to any of the following topics: trading , operations, lending, core banking platforms, compliance monitoring, regulatory ... Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value… more
    Deloitte (07/23/25)
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