- Wells Fargo (Charlotte, NC)
- …enhance our ability to partner and deliver excellent quality and service to our trading and sales partners as our platform continues to grow. Wells Fargo is seeking ... and implementing quantitative models and tools for Interest Rates risk management, trading , and pricing with focus on areas like forecasting, optimization, and risk… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Corporate Compliance group within US Bancorp Risk Management & Compliance is seeking a ... highly motivated self-starter with strong risk management skills and compliance experience to lead the Corporate Compliance Issue, Exam, and Audit team. The US… more
- PNC (NC)
- …preferred focus on our Public Finance business line - Designing and implementing compliance monitoring activities over sales and trading practices. - Leading the ... opportunity to contribute to the company's success. As a Compliance Program Advisor, you will be within PNC's Retail...Experience & Strategy (RCES) First Line of Defense Regulatory Compliance team. This is a remote position. Work may… more
- Wells Fargo (Charlotte, NC)
- …Group (MPG), comprised of: Public Finance Investment Banking; Municipal Sales and Trading ; Syndicate and Municipal Derivatives Trading ; and Reinvestment & ... securities transactions + Provide legal counsel on municipal sales and trading issues + Provide guidance with respect to municipal securities transaction-related… more
- Coinbase (Charlotte, NC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...crypto exchanges or in financial services, ideally in payments, trading operations or technical support. * Experience in project… more
- Coinbase (Charlotte, NC)
- …our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and build a more innovative financial system. You will ... * 12+ years of experience in product management or trading * Proven ability to lead product strategy and...scalability, and risk controls across credit, market, operational, and compliance dimensions * Deep understanding of crypto and traditional… more
- Deloitte (Charlotte, NC)
- …or supporting systems related to any of the following topics: trading , operations, lending, core banking platforms, compliance monitoring, regulatory ... Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements with enhancing business value… more
- Bank of America (Charlotte, NC)
- …through the lifecycle of a trade. Key responsibilities include handling trading and operational activities before deadlines, maintaining internal systems and ... degree of accuracy with customers and data to ensure compliance with regulations and policies. Responsible for managing the...the trade-capture workflow for the US Mortgage and Municipal Trading Desk, with a focus on Municipal Bonds, Mortgage… more
- Coinbase (Charlotte, NC)
- …Web3 Wallet, Commerce and Exchange. Whether the customer needs are trading , staking, governance, custody, web3 operations, or API integrations, Coinbase ... institutions onchain while solving for the unique challenges that they face-from compliance and custody to settlement and liquidity. We're seeking a Senior… more
- Coinbase (Charlotte, NC)
- …our objectives in the global cryptoeconomy, set the standard of institutional trading and financing, and build a more innovative financial system. You will ... scale and risk mitigation (whether reputational, market, credit, legal, compliance , tax, operational, or financial) * Establishes close working relationships… more