- Truist (Charlotte, NC)
- …managing risks within Truist Public Finance and Municipals origination and sales and trading businesses. This position will be responsible for leading a team of risk ... and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational, Reputation and Strategic Risks. 6. Strong leadership and… more
- Citigroup (Charlotte, NC)
- …the firm's interest rate risk and improve returns in accordance with the Non- Trading Market Risk Management (NTMR) limit framework as well as manage the Firm's ... risk for Citi's accrual business (ie, banking book, ex trading ), the USD and Non-USD derivative programs, as well...Coordination lead for Internal Audits, NTMR Risk Reviews and Compliance . + Provide support with Risk & Controls team… more
- Adecco US, Inc. (Charlotte, NC)
- …for outstanding financing trades. . Executing **margin calls** and ensuring compliance with deadlines. . Entering new trades, **re-pricing existing trades** , ... settlement status. . **Tracking, reporting, and resolving discrepancies** between customers, trading desks, and sales teams. . Coordinating with internal groups such… more
- Lenovo (Morrisville, NC)
- …our team. The selected candidate will play a vital role in supporting the Trading cost and Manufacture Plant cost management, and other costing business, and various ... + **Cost Management Support** : Provide robust support for the trading and manufacturing cost management initiatives, This includes conducting in-depth cost… more
- PNC (Winston Salem, NC)
- …industry and market developments, deal flow and regulatory requirements. Ensures compliance with policies and regulations. Provides coaching to other team members. ... Relationship Building, Corporate Finance, Decision Making, Economic Policy, Equities Trading , Financial Management, Structuring **Competencies** Alignment, Decision Making and… more
- NetApp (Morrisville, NC)
- …corporate and securities matters including '33 and '34 Act reporting and compliance , corporate governance, mergers and acquisitions, equity investments, equity plan ... compliance , capital markets activities, and executive compensation disclosure. We...regulatory requirements, NASDAQ listing standards, Regulation FD, and insider trading rules + Assist with equity matters, including equity… more
- Deloitte (Charlotte, NC)
- …technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. + ... US and foreign multinational companies on global import and export strategies and compliance . + Working with clients to assess and deploy technology solutions to… more
- Wells Fargo (Charlotte, NC)
- …strategies for clients, pulling market and industry research, and completing a trading simulation within Investment Banking Mid-Year Program + Review strategies for ... from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate… more
- Bank of America (Charlotte, NC)
- …learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and… more
- Wells Fargo (Charlotte, NC)
- …investment banking; equity; and fixed income solutions including sales, trading , and research capabilities to corporate, commercial real estate, government, ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more