• Senior Counsel - Sr AVP-CIB Global Regulatory…

    Wells Fargo (Charlotte, NC)
    …regulatory matters, including client onboarding, lifecycle events, inquiries related to trading strategies, and SEC exam preparation. The position also involves ... + Work directly with the business, LOB Legal and other functions, including compliance and controls + Provide regulatory advice on business and product development… more
    Wells Fargo (08/22/25)
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  • Commercial Real Estate Transaction Manager - VP

    Wells Fargo (Charlotte, NC)
    …This role is responsible for negotiating and managing complex financing and trading documentation related to CRE debt and equity transactions. The ideal candidate ... with customers. + Identify and mitigate business and legal risks within compliance requirements. + Identify and recommend opportunities for process improvement. +… more
    Wells Fargo (08/22/25)
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  • Asset Backed Securities Origination & Capital…

    Wells Fargo (Charlotte, NC)
    …with various constituencies across Wells Fargo, including Credit Risk, Sales and Trading , Syndicate, Coverage Banking, DCM, Leverage Finance, Compliance , and ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
    Wells Fargo (08/26/25)
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  • Lead Java Developer (Spread Technology Team, Fixed…

    Wells Fargo (Charlotte, NC)
    …pivotal to the success of strategic initiatives Front Office Sales and Trading applications, and is designed for engineers who thrive in high-performance, ... including CI/CD automation and cloud deployment strategies + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
    Wells Fargo (08/13/25)
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  • Wealth Regional Supervisor - Account Opening

    Truist (Charlotte, NC)
    …items by ensuring that the advisors, OSJs and/or branch offices are in compliance with industry rules, regulations as well as internal policies and procedures. ... to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems to… more
    Truist (08/08/25)
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  • Corporate & Investment Banking Associate Program…

    Wells Fargo (Charlotte, NC)
    …investment banking, equity and fixed income solutions including sales, trading , and research capabilities to corporate, commercial real estate, government, ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
    Wells Fargo (08/16/25)
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  • Investment Banking Summer Associate Program…

    Wells Fargo (Charlotte, NC)
    …investment banking, equity and fixed income solutions including sales, trading , and research capabilities to corporate, commercial real estate, government, ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
    Wells Fargo (08/16/25)
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  • Equity Plan Consultant

    CBRE (Raleigh, NC)
    …equity compensation program. Responsible for the day-to-day equity awards, compliance with internal policies and external regulations, employee communications, and ... and Finance to ensure correct reporting, tax withholding, and compliance with accounting and tax regulations). + Assist with...+ Partner with Legal to monitor and maintain insider trading windows, blackout periods, and 10b5-1 plans. + Participate… more
    CBRE (08/15/25)
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  • Collateralized Loan Obligations (CLO's), Senior…

    Nuveen Investments (Charlotte, NC)
    …at such events. + Liaising with internal partners: Partnering with technology, compliance , legal, operations, portfolio management, trading , and other internal ... and educate internal sales teams on the asset class. + Ensuring compliance with regulations: Collaborating with Compliance to streamline existing review… more
    Nuveen Investments (08/23/25)
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  • Assistant Controller, Revenue

    Coinbase (Charlotte, NC)
    …the application of ASC 606/IFRS 15 to complex crypto-native transactions (eg, spot trading fees, staking rewards, NFT royalties, etc.). * Develop and maintain robust ... services. * Ensure accurate and timely recording of revenue transactions in compliance with GAAP/IFRS and company policies. * Oversee month-end and quarter-end close… more
    Coinbase (08/20/25)
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