- Fifth Third Bank, NA (Charlotte, NC)
- …and mid-corporate companies. This being accomplished by building a best in class trading platform that delivers insights and solutions that our customers need and ... positive and collaborative work relationships to ensure an efficient workflow. Compliance and Risk Management + Oversee the presentation, analysis and execution… more
- Robert Half Management Resources (Charlotte, NC)
- …risk management strategies, with a focus on counterparty risk and regulatory compliance . The ideal candidate will provide critical guidance on financial risk metrics ... management practices and methodologies to enhance operational efficiency. * Ensure compliance with applicable regulations, such as Rule 15c3-3 and Basel… more
- Principal Financial Group (Charlotte, NC)
- …customer-facing experiences and internal servicing workflows. + Collaborate closely with compliance , finance, and data teams to ensure all regulatory and operational ... financial services or banking platforms, especially around transactional and compliance -based workflows + Hands-on experience building event-driven, cloud-native applications… more
- Huntington National Bank (Charlotte, NC)
- …end of day closing process including summarizing, analyzing and posting the firm's trading activity to the general ledger. + Assist in preparation of financial ... activity. + Review applicable regulatory rules and interpretations to maintain firm compliance and participate in the research and implementation of new and/or… more
- US Bank (Charlotte, NC)
- …the identification, measurement, and management of market risk exposures across trading and investment portfolios. + Oversee interest risk strategies, including ... financial risk disciplines. + Lead regulatory interactions and ensure compliance with financial risk-related requirements. + Drive strategic initiatives, integrate… more
- Principal Financial Group (Charlotte, NC)
- …our solutions meet the highest standards of availability, performance, security, and compliance . + **Solve tough problems** - from working through complex issues to ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
- Caterpillar, Inc. (Cary, NC)
- …our entry-level accountants including budgeting, forecasting, monthly reporting, tax compliance , analysis, and other special projects. **Session Dates:** Summer ... account-level information. + Produces a daily balance sheet to assist the trading desk. + Posting entries, verifying, and reconciling input to financial reporting… more
- Principal Financial Group (Raleigh, NC)
- …+ Understanding of basic financial terms, products, services, regulations, and compliance standards. + Strong customer service, organization, critical thinking, and ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
- Principal Financial Group (Charlotte, NC)
- …environments is highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate effectively in a global ... Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of your household. These same requirements may… more
- PNC (Charlotte, NC)
- …industry and market developments, deal flow and regulatory requirements. Enforces compliance with policies and regulations. Works with stakeholders to develop/modify ... Relationship Building, Corporate Finance, Decision Making, Economic Policy, Equities Trading , Financial Management, Structuring **Competencies** Decision Making and Critical… more