- Sysco (Houston, TX)
- …and business strategy in this role. **Duties and Responsibilities:** + Ensuring compliance with all laws and regulations relevant to areas of responsibility, ... to shareholder proposals, and annual shareholder meeting. + Advising on insider trading and Section 16 issues for directors and executive officers, including the… more
- RELX INC (Houston, TX)
- …trusted pricing data, high-value news and analysis, enabling make better-informed trading decisions and strategic planning.We are seeking an experienced, visionary, ... coverage meets the highest standards of accuracy, timeliness, objectivity, and regulatory compliance . You will shape the future of commodity intelligence, inspire a… more
- Bank of America (Plano, TX)
- …ensuring that software is developed to meet functional, non-functional and compliance requirements, and solutions are well designed with maintainability/ease of ... to deliver a requirement/story per the defined acceptance criteria and compliance requirements + Designs, develops, and modifies architecture components, application… more
- Charles Schwab (Westlake, TX)
- …control functions supporting specific Retail businesses, including our service and trading organizations. This position will lead teams responsible for the delivery ... for centralized supervision supporting Retail businesses, including service support and trading teams. + Partner with internal governance and strategy teams to… more
- Scotiabank (Houston, TX)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... the requisite reviews by risk management. Work closely with trading team to ensure daily marking of positions and...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- Aramco Services Company (Houston, TX)
- …technical accounting research, booking accruals and intercompany related journal entries for trading and cargo business in addition to group reporting related to the ... Review new contracts and advise proper accounting treatment. + Ensure compliance with accounting principles, company policies, and relevant regulations. + Assistance… more
- Deloitte (Houston, TX)
- …technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. + ... US and foreign multinational companies on global import and export strategies and compliance . + Working with clients to assess and deploy technology solutions to… more
- Wells Fargo (Houston, TX)
- …strategies for clients, pulling market and industry research, and completing a trading simulation within Investment Banking Mid-Year Program + Review strategies for ... from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate… more
- Bank of America (Dallas, TX)
- …learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and… more
- Wells Fargo (Irving, TX)
- …trade finance with understanding of asset-based lending, reserves-based lending and energy trading dynamics. + 7+ years of Trade Finance and working capital ... + This position is not eligible for Visa sponsorship + Specific compliance policies may apply regarding outside activities or personal investing; affected employees… more