- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Role/The Team:** The role of the Generative AI Monitoring Analyst is to design and execute a monitoring program...Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical control function… more
- Raymond James Financial, Inc. (Denver, CO)
- …Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading , Compliance , IT, and Legal) + Assists and provides input in ... specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data...locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key… more
- Xcel Energy (Denver, CO)
- …and determine the causes. Implement Credit Risk Policy and report findings to Compliance . Cure exceedances and minimize impact on trading . + Conduct counterparty ... for. **This position is posted as a hierarchy at the Credit Risk Reporting Analyst or Senior Credit Risk Reporting Analyst level. Successful candidate(s) will be… more
- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... the Role:** **Grade Level (for internal use):** 09 **Position Title:** Rating Analyst , Americas Public Finance - Utility Revenue **Location:** Englewood, CO **Team… more
- S&P Global (Englewood, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Team** : S&P Global Ratings is seeking an experienced analyst to join its Structured Finance Ratings practice which...committees. + Review legal and operating documents to ensure compliance with criteria and identify issues with the transaction… more
- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... by S&P Global Ratings analysts worldwide. As a Methodologies Analyst , you will be embedded within the Corporate and...global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... (for internal use):** 09 Job Description **The Role:** CREDit Graduate Program Analyst - Americas Public Finance **Grade (for internal applicants only):** 9… more
- Coinbase (Denver, CO)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...crypto exchanges or in financial services, ideally in payments, trading operations or technical support. * Experience in project… more
- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... : + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. + Provide… more
- Cleo (Denver, CO)
- **Business Analyst ** Remote - US The Business Analyst plays a crucial role in aligning platform integrations with core business processes across supply chain, ... strategic position acts as a liaison among business stakeholders, technical teams, and trading partners to ensure a smooth, scalable, and efficient flow of data… more