- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... ensuring that we consistently meet the highest standards of performance and compliance . **The Role** Reporting to the Head of In-Business Control Ratings Services,… more
- S&P Global (Chicago, IL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Canada **About S&P Global Ratings** At S&P Global Ratings, our analyst -driven credit ratings, research, and sustainable finance opinions provide critical insights… more
- BMO Financial Group (Chicago, IL)
- …expertise for a variety of sectors, establishing credit facilities to support trading products business and facilitating credit approvals in support of Trade Finance ... complexity of transactions and related risk (credit, market, operational, legal/ compliance , etc.). + Provides feedback on, and, supports continuous improvement… more
- City National Bank (Chicago, IL)
- …work on bringing in additional assets from existing clients. * Investment Strategy/ Trading and Research * Demonstrate expert knowledge of both internal and external ... comparative return of different markets) * Risk Management and Compliance * Follow appropriate Regulation 9 process. * Accurately...TO SUCCEED? *Required Qualifications** * CFA - Charter Financial Analyst * Master's Degree * A minimum of 10… more
- JPMorgan Chase (Chicago, IL)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...Review and assist in the negotiation of transaction and trading legal documentation + Oversee written credit analysis and… more