- Citigroup (Getzville, NY)
- The Sec & Derivat Intmd Assoc Analyst is responsible for supporting the daily operations, settlement, reconciliation, and investigations ensuring proper and timely ... settlement for Markets Treasury Trading desk activity. **Responsibilities:** + Utilize basic industry and...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- The Client Mgt Lead Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- The Equity Capital Markets (ECM) Investment Banking Sr Analyst is an intermediate level position responsible for assisting clients in raising funds in the equity ... + Desire and ability to thrive in fast paced, trading floor environment with short deadlines and real-time market...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Mizuho Corporate Bank (New York, NY)
- …worked remotely. Summary: Mizuho is looking for a Regulatory Reporting Business Analyst with strong proficiency in Power BI development, including report and ... findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory Reporting… more
- Citigroup (New York, NY)
- …and business performance + Assist with responses to Internal Audit, Regulators, and Compliance Testing, as needed + Participation in, and at times leading, key ... projects critical to the operation and compliance /risk management of the business + Working closely with...all levels of management + Familiarity with bank/broker dealer trading platforms + Strong organizational and project management skills… more
- Citigroup (New York, NY)
- …managing quality of Price Risk. The team works closely with Global Markets Trading Businesses, In-Business Risk (IBR), Finance and 2LoD in setting standards and ... Risk, P&L, and PAA to establish robust business controls + Liaise with Compliance Assurance and Internal Audit to facilitate resolution of any issues identified. +… more
- Mizuho Corporate Bank (New York, NY)
- …and implication in the onboarding process + Understand policy changes socialized by Compliance and implications to the onboarding process + Manage end to end ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- WTW (New York, NY)
- …risk solutions for clients. + Facilitate initial introductions to carrier and trading partners + Begin your understanding of core insurance principles and brokerage ... concepts + Ensure that quality and compliance procedures and processes are adhered to. + Record and maintain all information accurately on the appropriate systems,… more
- MUFG (New York, NY)
- …with Middle and Back Offices for the Conduits. + Daily maturity limit and compliance monitoring for ABCP program + Contact with clients for all funding matters. + ... of securitization, ABCP conduits or commercial paper a plus + Experience in a trading / issuance function + 1-3 years of experience in finance and or related… more
- Mizuho Corporate Bank (New York, NY)
- …for team members out of the office. + Comply with all quarterly legal, compliance and training requirements + The expected base salary ranges from $59,000 - ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more