- Huntington National Bank (Chicago, IL)
- …end of day closing process including summarizing, analyzing and posting the firm's trading activity to the general ledger. + Assist in preparation of financial ... activity. + Review applicable regulatory rules and interpretations to maintain firm compliance and participate in the research and implementation of new and/or… more
- PNC (Chicago, IL)
- …industry and market developments, deal flow and regulatory requirements. Maintains compliance with policies and regulations. Provides coaching to other team members. ... Skills** Client Relationship Building, Corporate Finance, Decision Making, Equity Trading Systems, Financial Accounting, Investments, Investment Strategies, Trading… more
- Bank of America (Chicago, IL)
- …learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... facts of the investigation to assist in identifying potential operational or compliance risks, and completing Suspicious Activity Reports (SAR) in a timely and… more
- ADM (Decatur, IL)
- …**Career Description -** A Audit Analyst works under direct supervision of an audit manager to perform Risk Based audits of ADM entities throughout the world. On ... Audit Analyst will work with project staff and audit manager to provide ADM Management and the Board of...related field + Understanding of agriculture industry and/or commodity trading , and basic geometry + Ability to communicate clearly… more
- Nuveen Investments (Chicago, IL)
- …at such events. + Liaising with internal partners: Partnering with technology, compliance , legal, operations, portfolio management, trading , and other internal ... RFP/DDQ responses. Nuveen Global Fixed Income ("Nuveen GFI") is world-class asset manager that manages approximately $600 billion of investment strategies across the… more
- BMO Financial Group (Chicago, IL)
- …expertise for a variety of sectors, establishing credit facilities to support trading products business and facilitating credit approvals in support of Trade Finance ... complexity of transactions and related risk (credit, market, operational, legal/ compliance , etc.). + Provides feedback on, and, supports continuous improvement… more
- Principal Financial Group (Chicago, IL)
- …our solutions meet the highest standards of availability, performance, security, and compliance . + **Solve tough problems** - from working through complex issues to ... testing platform (eg, Kameleoon, Optimizely, etc.) + Google Tag Manager + Building data pipelines + React and Next.js...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Siebert Williams Shank (Chicago, IL)
- …in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance investment banking, ... activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We...all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures… more
- BP Americas, Inc. (De Soto, IL)
- **Entity:** Supply, Trading & Shipping **Job Family Group:** Operations Group **Job Description:** Job Description **About Archaea** bp is committed to investing in ... assigned shift in the most efficient and productive method to maintain compliance with Standard Operating Procedures (SOP's) and prescribed safety and environmental… more