- BMO Financial Group (New York, NY)
- …market risk management, debt and equity research and institutional sales and trading . BMO Capital Markets has over 2,700 professionals in 33 locations around ... organizing and running the morning equity call. + Understand compliance and the regulatory environment and act as a...and partner with multiple stakeholders, across research, sales and trading . + Act as a problem solver, addressing and… more
- Citigroup (New York, NY)
- …Focus - Value Add and Driving Revenue** + Act as a senior client relationship manager for the Futures, OTC Clearing and FX Prime Brokerage (FDC) business + Lead ... coverage + Proactively monitor exposure to ensure clients remain within their allotted trading capacity + Mitigate client breaches in line with the FDC/Equities Risk… more
- Neuberger Berman (New York, NY)
- …to function as the key point of contact for internal clients (Portfolio Managers, Trading , Legal and Compliance and other functional areas within the firm) as ... this role will be to serve as a liaison between our Portfolio Managers, Trading , other support and control areas internally and broker dealers, custodian banks and… more
- Mizuho Corporate Bank (New York, NY)
- Asset Management One USA Inc is a New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under ... detailed below: + Oversee the daily activities of the Fund's outsourced trading operations + Monitor cash across fund vehicles/treasury management, including F und… more
- Graham Windham (Bronx, NY)
- …pool of foster and adoptive parents. The Homefinding Supervisor will ensure compliance with regulatory standards promulgated by the New York City Administration for ... is now, or is capable of becoming, and effective manager of child behavior + Effectively assesses quality of...and meetings eg "Collaboration of Voluntary Foster Care Agencies", trading consortium, and CDHS Foster Parent Trainers Network. Serve… more
- Wells Fargo (New York, NY)
- …strategies for clients, pulling market and industry research, and completing a trading simulation within Investment Banking Mid-Year Program + Review strategies for ... to low-to-medium risk tasks and deliverables + Receive direction from a manager and exercise independent judgment while developing understanding of compliance … more
- Mizuho Corporate Bank (New York, NY)
- …and ensure timely reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Manager . The Associate is responsible for reviewing the AML ... Job Description The Compliance function manages compliance and regulatory...banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho… more
- KeyBank (Tarrytown, NY)
- …planning, retirement, etc.). + Provide timely feedback to the Relationship Manager and/or Client Experience Manager regarding important/critical events and/or ... construction and client service activities, ultimately transitioning portfolio rebalancing, trading , and administrative activities for all client portfolios to… more
- Nuveen Investments (New York, NY)
- …at such events. + Liaising with internal partners: Partnering with technology, compliance , legal, operations, portfolio management, trading , and other internal ... RFP/DDQ responses. Nuveen Global Fixed Income ("Nuveen GFI") is world-class asset manager that manages approximately $600 billion of investment strategies across the… more
- Bank of America (New York, NY)
- …Review and challenge key capital management activities, including Fundamental Review of the Trading Book (FRTB) and Basel 3 market risk rule implementation + Review ... review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more